0001546927-15-000191.txt : 20150706 0001546927-15-000191.hdr.sgml : 20150703 20150706170726 ACCESSION NUMBER: 0001546927-15-000191 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150706 DATE AS OF CHANGE: 20150706 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATABASIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001454789 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88910 FILM NUMBER: 15974193 BUSINESS ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BLDG. 1400E, SUITE B14202 CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-349-1971 MAIL ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BLDG. 1400E, SUITE B14202 CITY: CAMBRIDGE STATE: MA ZIP: 02139 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Camber Capital Management LLC CENTRAL INDEX KEY: 0001444043 IRS NUMBER: 421693587 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVENUE STREET 2: SUITE 2550 CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-717-6600 MAIL ADDRESS: STREET 1: 101 HUNTINGTON AVENUE STREET 2: SUITE 2550 CITY: BOSTON STATE: MA ZIP: 02199 SC 13G 1 cambercatabasisform13gfiled.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

Catabasis Pharmaceuticals, Inc.

(Name of Issuer)

 

Common Stock, $0.001 par value per share

(Title of Class of Securities)

 

14875P107

(CUSIP Number)

 

 

June 25, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

S Rule 13d-1(c)

o Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.

 
13G

CUSIP No. 14875P107

Page 2 of 6

                                             

1. Names of Reporting Persons.

Camber Capital Management LLC

42-1693587

 

2. Check the Appropriate Box if a Member of a Group

(a) o
(b) o

3.  SEC Use Only

4. Citizenship or Place of Organization

Massachusetts

   Number of Shares
   Beneficially
   Owned by
   Each Reporting
   Person With:

5. Sole Voting Power

0 shares

6. Shared Voting Power

928,746 shares

7. Sole Dispositive Power

0 shares

8. Shared Dispositive Power

928,746 shares

9. Aggregate Amount Beneficially Owned by Each Reporting Person

Camber Capital Management LLC -- 0 shares

10.  Check if the Aggregate Amount in Row (9) Excludes Certain Shares       o

11. Percent of Class Represented by Amount in Row (9)

Camber Capital Management LLC -- 6.38%

12. Type of Reporting Person

Camber Capital Management LLC – 00 (Limited Liability Company)

 

13G

CUSIP No. 148765P107

Page 3 of 6


1. Names of Reporting Persons.

Stephen DuBois

Not applicable

 

2. Check the Appropriate Box if a Member of a Group

(a) o
(b) o

3.  SEC Use Only

4. Citizenship or Place of Organization

Stephen DuBois – United States

   Number of Shares
   Beneficially
   Owned by
   Each Reporting
   Person With:

5. Sole Voting Power

0 shares

6. Shared Voting Power

928,746 shares

7. Sole Dispositive Power

0 shares

8. Shared Dispositive Power

928,746 shares

9. Aggregate Amount Beneficially Owned by Each Reporting Person

Stephen DuBois – 0 shares

10.  Check if the Aggregate Amount in Row (9) Excludes Certain Shares       o

11. Percent of Class Represented by Amount in Row (9)

Stephen DuBois -- 6.38%

12. Type of Reporting Person

Stephen DuBois – IN

13G

CUSIP No. 14875P107

Page 4 of 6

 

ITEM 1.

(a) Name of Issuer:

Catabasis Pharmaceuticals, Inc.

 

(b) Address of Issuer's Principal Executive Offices:

One Kendall Square

Building 1400E

Cambridge, MA 02139

 

ITEM 2.

(a) Name of Person Filing:

Camber Capital Management LLC

Stephen DuBois

 

(b) Address of Principal Business Office, or if None, Residence:

Camber Capital Management LLC

Stephen DuBois

101 Huntington Avenue

Suite 2550

Boston, MA 02199

 

(c) Citizenship:

Camber Capital Management LLC -- Massachusetts

Stephen DuBois -- United States

 

(d) Title of Class of Securities:

Common stock, $0.001 par value per share

 

(e) CUSIP Number:

14875P107

 

ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 

  (a) [_] Broker or dealer registered under Section 15 of the Act  (15 U.S.C. 78o).
  (b) [_] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).   
  (c) [_] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).   
  (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e) [_] An investment adviser in accordance with  ss.240.13d-1(b)(1)(ii)(E);   
  (f) [_] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F);   
  (g) [_] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G);   
  (h) [_] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);   
  (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);   
  (j) [_] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).

 

ITEM 4. OWNERSHIP.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a) Amount beneficially owned: Camber Capital Management LLC – 928,746 shares

Stephen DuBois – 928,746 shares

 

(b) Percent of class: Camber Capital Management LLC – 6.38%

Stephen DuBois – 6.38%

 

13G

CUSIP No. 14875P107

Page 5 of 6

 

 

(c) Number of shares as to which such person has:

 

(i) Sole power to vote or to direct the vote

Camber Capital Management LLC – 0 shares

Stephen DuBois – 0 shares

 

(ii) Shared power to vote or to direct the vote

Camber Capital Management LLC – 928,746 shares

Stephen DuBois – 928,746 shares

 

(iii) Sole power to dispose or to direct the disposition of

Camber Capital Management LLC – 0 shares

Stephen DuBois – 0 shares

 

(iv) Shared power to dispose or to direct the disposition of

Camber Capital Management LLC – 928,746 shares

Stephen DuBois – 928,746 shares

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

 

INSTRUCTION: Dissolution of a group requires a response to this item.

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

 

If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

 

If a parent holding company or Control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.

 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

 

If a group has filed this schedule pursuant to ss.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to ss.240.13d-1(c) or ss.240.13d-1(d), attach an exhibit stating the identity of each member of the group.

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP.

 

Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.

 

13G

CUSIP No. 14875P107

Page 6 of 6

 

 

ITEM 10. CERTIFICATIONS.

The following certification shall be included if the statement is filed pursuant to S.240.13d-1(c):

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

CAMBER CAPITAL MANAGEMENT LLC

By: /s/Sean George

Sean George

Chief Financial Officer

STEPHEN DUBOIS

 

By: /s/ Stephen DuBois

 

Stephen DuBois, individually

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

EX-1 2 cambercatabasisformgex1filed.htm JOINT FILING AGREEMENT

EXHIBIT 1

JOINT FILING AGREEMENT

This Joint Filing Agreement dated July 6, 2015 is by and between Camber Capital Management LLC, a Massachusetts limited liability company, and Stephen DuBois, an individual (the foregoing are collectively referred to herein as the "Filers"). Each of the Filers may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13G with respect to common stock of Catabasis Pharmaceuticals, Inc, $0.001 par value per share, beneficially owned by them from time to time. Pursuant to and in accordance with Rule 13(d)(1)(k) promulgated under the Securities Exchange Act of 1934, as amended, the Filers hereby agree to file a single statement on Schedule 13D and/or 13G (and any amendments thereto) on behalf of each of such parties, and hereby further agree to file this Joint Filing Agreement as an exhibit to such statement, as required by such rule. This Joint Filing Agreement may be terminated by any of the Filers upon one week's prior written notice or such lesser period of notice as the Filers may mutually agree.

Executed and delivered as of the date first above written.

CAMBER CAPITAL MANAGEMENT LLC

By: /s/ Sean George

Sean George

Chief Financial Officer

 

STEPHEN DUBOIS

By: /s/ Stephen DuBois