0001104659-16-144428.txt : 20160913
0001104659-16-144428.hdr.sgml : 20160913
20160913170133
ACCESSION NUMBER: 0001104659-16-144428
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160909
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gener8 Maritime, Inc.
CENTRAL INDEX KEY: 0001443799
STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412]
IRS NUMBER: 660716485
STATE OF INCORPORATION: 1T
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: (212) 763-5600
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: General Maritime Corp / MI
DATE OF NAME CHANGE: 20081211
FORMER COMPANY:
FORMER CONFORMED NAME: Galileo Holding CORP
DATE OF NAME CHANGE: 20080825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OCM FIE, LLC
CENTRAL INDEX KEY: 0001498954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34228
FILM NUMBER: 161883376
BUSINESS ADDRESS:
STREET 1: 333 SOUTH GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: (213) 830-6300
MAIL ADDRESS:
STREET 1: 333 SOUTH GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER NAME:
FORMER CONFORMED NAME: OCM FIE, L.P.
DATE OF NAME CHANGE: 20100812
3
1
a3.xml
3
X0206
3
2016-09-09
0
0001443799
Gener8 Maritime, Inc.
GNRT
0001498954
OCM FIE, LLC
C/O OAKTREE CAPITAL MANAGEMENT, L.P.
333 SOUTH GRAND AVENUE, 28TH FLOOR
LOS ANGELES
CA
90071
1
0
1
0
Restricted Stock Units
0
Common Stock
9584
I
See Footnotes
Each restricted stock unit represents a contingent right to receive one share of GNRT common stock, or in the sole discretion of GNRT's Compensation Committee, the cash value of a share of GNRT common stock on the date that the restricted stock unit vests.
The restricted stock units vest on the earliest of (i) the date of the first annual meeting of shareholders of GNRT following the transaction date, (ii) the first anniversary of the transaction date, (iii) a change of control of GNRT and (iv) the death or disability of the reporting person.
This Form 3 is being filed by OCM FIE, LLC ("FIE"), in its capacity as the assignee of all economic, pecuniary and voting rights to all restricted stock units granted on September 9, 2016 to Adam Pierce, a Managing Director of Oaktree Capital Management, L.P. ("OCM LP") and a director of GNRT. Mr. Pierce holds these restricted stock units for the benefit of FIE. Pursuant to Oaktree's policies, Mr. Pierce must hold the restricted stock units on behalf of and for the sole benefit of FIE and is assigning all economic, pecuniary and voting rights to FIE. As a result of Mr. Pierce's position as Managing Director of OCM LP and director of GNRT, the Reporting Person may be deemed a director by deputization.
Concurrently with the filing of this Form 3, a Form 4 is being filed on the date hereof by (i) Oaktree Capital Management, L.P. ("OCM LP"), in its capacity as the managing member of FIE, (ii) Oaktree Holdings, Inc, ("Holdings") in its capacity as the general partner of OCM LP, (iii) Oaktree Capital Group, LLC ("OCG"), in its capacity as the sole shareholder of Holdings, and (iv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the manager of OCG.
OCM FIE, LLC By: /s/ Jamie Toothman Name: Jamie Toothman Title: Authorized Signatory
2016-09-13