0001437749-22-003677.txt : 20220217 0001437749-22-003677.hdr.sgml : 20220217 20220217160701 ACCESSION NUMBER: 0001437749-22-003677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220215 FILED AS OF DATE: 20220217 DATE AS OF CHANGE: 20220217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Arthur R. III CENTRAL INDEX KEY: 0001536324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35435 FILM NUMBER: 22648097 MAIL ADDRESS: STREET 1: 14000 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344-2290 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Proto Labs Inc CENTRAL INDEX KEY: 0001443669 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5540 Pioneer Creek CITY: Maple Plain STATE: MN ZIP: 55359 BUSINESS PHONE: 763-479-7474 MAIL ADDRESS: STREET 1: 5540 Pioneer Creek CITY: Maple Plain STATE: MN ZIP: 55359 4 1 rdgdoc.xml FORM 4 X0306 4 2022-02-15 0001443669 Proto Labs Inc PRLB 0001536324 Baker Arthur R. III 5540 PIONEER CREEK DRIVE MAPLE PLAIN MN 55359 1 Chief Technology Officer Common Stock 2022-02-15 4 A 0 5893 0 A 36695 D Common Stock 2022-02-17 4 F 0 1388 56.34 D 35307 D Employee Stock Option (right to buy) 59.40 2022-02-15 4 A 0 6287 0 A 2032-02-13 Common Stock 6287 6287 D Performance Stock Units 2022-02-15 4 A 0 2947 0 A 2024-12-31 Common Stock 2947 2947 D Restricted Stock Units that vest as follows: 25% of shares subject to the award will vest on February 13, 2023, and on each February 13th thereafter until all shares subject to the award are fully vested. Reports the total number of shares of Common Stock of the issuer held by the reporting person including 188 shares purchased on May 15, 2021 and 1 share purchased on November 15, 2021 through the issuer's Employee Stock Purchase Plan program. 25% of shares subject to the award will vest on February 13, 2023, and on each February 13th thereafter until all shares subject to the award are fully vested. Each performance stock unit represents a contingent right to receive one share of Proto Labs, Inc. common stock. The performance stock units vest upon Proto Labs, Inc. common stock achieving a specified price per share. /s/ W. Morgan Burns, Attorney-in-Fact 2022-02-17