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Form POSASR - Post-effective Amendment to an automatic shelf registration statement:
SEC Accession No. 0001104659-17-010092
Filing Date
2017-02-17
Accepted
2017-02-17 10:42:21
Documents
9
Effectiveness Date
2017-02-17

Document Format Files

Seq Description Document Type Size
1 POST-EFFECTIVE AMENDMENT NO.2 a17-4530_1posasr.htm POSASR 265496
2 FORM OF GUARANTEED DEBT SECURITY FOR 1.800% NOTES DUE 2020 a17-4530_1ex4d6.htm EX-4.6 80375
3 FORM OF GUARANTEED DEBT SECURITY FOR 2.400% NOTES DUE 2022 a17-4530_1ex4d7.htm EX-4.7 82037
4 FORM OF GUARANTEED DEBT SECURITY FOR 3.100% NOTES DUE 2027 a17-4530_1ex4d8.htm EX-4.8 81220
5 OFFICER'S CERTIFICATE OF NOVARTIS CAPITAL CORPORATION a17-4530_1ex4d9.htm EX-4.9 30932
6 OPINION OF MAYER BROWN INTERNATIONAL LLP a17-4530_1ex5d6.htm EX-5.6 20116
7 OPINION OF BAER & KARRER AG a17-4530_1ex5d7.htm EX-5.7 45563
8 GRAPHIC g45301ksi001.gif GRAPHIC 2450
9 GRAPHIC g45301kui001.jpg GRAPHIC 2581
  Complete submission text file 0001104659-17-010092.txt   615075
Mailing Address LICHTSTRASSE 35 BASEL V8 CH 4056
Business Address LICHTSTRASSE 35 BASEL V8 CH 4056 01141613241111
NOVARTIS AG (Filer) CIK: 0001114448 (see all company filings)

IRS No.: 000000000 | State of Incorp.: V8 | Fiscal Year End: 1231
Type: POSASR | Act: 33 | File No.: 333-207004 | Film No.: 17620168
SIC: 2834 Pharmaceutical Preparations

Mailing Address 608 FIFTH AVENUE NEW YORK NY 10020
Business Address 608 FIFTH AVENUE NEW YORK NY 10020 (212)307 1122
Novartis Capital CORP (Filer) CIK: 0001443411 (see all company filings)

IRS No.: 263086456 | State of Incorp.: DE | Fiscal Year End: 1231
Type: POSASR | Act: 33 | File No.: 333-207004-02 | Film No.: 17620169
SIC: 2834 Pharmaceutical Preparations

Mailing Address P.O.BOX HM 2899 HAMILTON D0 HM LX
Business Address 131 FRONT STREET HAMILTON D0 HM 12 (1)441 296 8025
Novartis Securities Investment Ltd. (Filer) CIK: 0001443663 (see all company filings)

IRS No.: 000000000 | State of Incorp.: D0 | Fiscal Year End: 1231
Type: POSASR | Act: 33 | File No.: 333-207004-01 | Film No.: 17620170