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Filing Detail
Form F-3ASR - Automatic shelf registration statement of securities of well-known seasoned issuers:
SEC Accession No. 0001047469-15-007387
Filing Date
2015-09-18
Accepted
2015-09-18 06:03:55
Documents
16
Effectiveness Date
2015-09-18

Document Format Files

Seq Description Document Type Size
1 F-3ASR a2225910zf-3asr.htm F-3ASR 243574
2 FORM OF UNDERWRITING AGREEMENT a2225910zex-1_1.htm EX-1.1 242483
3 INDENTURE, DATED FEBRUARY 10, 2009 a2225910zex-4_1.htm EX-4.1 612707
4 FORM OF GUARANTEED DEBT SECURITY a2225910zex-4_2.htm EX-4.2 86534
5 OPINION OF MAYER BROWN INTERNATIONAL LLP a2225910zex-5_1.htm EX-5.1 21270
6 OPINION OF BAER & KARRER AG a2225910zex-5_2.htm EX-5.2 36057
7 OPINION OF APPLEBY a2225910zex-5_3.htm EX-5.3 62911
8 COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES a2225910zex-12_1.htm EX-12.1 65914
9 CONSENT OF PRICEWATERHOUSECOOPERS AG a2225910zex-23_4.htm EX-23.4 7172
10 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 a2225910zex-25_1.htm EX-25.1 186293
11 G189662KE01I001.GIF g189662ke01i001.gif GRAPHIC 2413
12 G189662KHI001.JPG g189662khi001.jpg GRAPHIC 2528
13 G189662LII001.JPG g189662lii001.jpg GRAPHIC 2113
14 G189662LII002.JPG g189662lii002.jpg GRAPHIC 12491
15 G189662LSI001.JPG g189662lsi001.jpg GRAPHIC 1757
16 G191778.JPG g191778.jpg GRAPHIC 7061
  Complete submission text file 0001047469-15-007387.txt   1607038
Mailing Address LICHTSTRASSE 35 BASEL V8 CH 4056
Business Address LICHTSTRASSE 35 BASEL V8 CH 4056 01141613241111
NOVARTIS AG (Filer) CIK: 0001114448 (see all company filings)

IRS No.: 000000000 | State of Incorp.: V8 | Fiscal Year End: 1231
Type: F-3ASR | Act: 33 | File No.: 333-207004 | Film No.: 151113920
SIC: 2834 Pharmaceutical Preparations

Mailing Address 608 FIFTH AVENUE NEW YORK NY 10020
Business Address 608 FIFTH AVENUE NEW YORK NY 10020 (212)307 1122
Novartis Capital CORP (Filer) CIK: 0001443411 (see all company filings)

IRS No.: 263086456 | State of Incorp.: DE | Fiscal Year End: 1231
Type: F-3ASR | Act: 33 | File No.: 333-207004-02 | Film No.: 151113922
SIC: 2834 Pharmaceutical Preparations

Mailing Address P.O.BOX HM 2899 HAMILTON D0 HM LX
Business Address 131 FRONT STREET HAMILTON D0 HM 12 (1)441 296 8025
Novartis Securities Investment Ltd. (Filer) CIK: 0001443663 (see all company filings)

IRS No.: 000000000 | State of Incorp.: D0 | Fiscal Year End: 1231
Type: F-3ASR | Act: 33 | File No.: 333-207004-01 | Film No.: 151113921