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Form POSASR - Post-effective Amendment to an automatic shelf registration statement:
SEC Accession No. 0001104659-14-012097
Filing Date
2014-02-21
Accepted
2014-02-21 09:55:44
Documents
9
Effectiveness Date
2014-02-21

Document Format Files

Seq Description Document Type Size
1 POST-EFFECTIVE AMENDMENT NO. 2 a14-5956_7posasr.htm POSASR 275236
2 FORM OF GUARANTEED DEBT SECURITY FOR 3.400% NOTES DUE 2024 a14-5956_7ex4d6.htm EX-4.6 87232
3 FORM OF GUARANTEED DEBT SECURITY FOR 4.400% NOTES DUE 2044 a14-5956_7ex4d7.htm EX-4.7 85135
4 OFFICER'S CERTIFICATE OF NOVARTIS CAPITAL CORPORATION a14-5956_7ex4d8.htm EX-4.8 28194
5 OPINION OF MAYER BROWN INTERNATIONAL LLP a14-5956_7ex5d6.htm EX-5.6 21178
6 OPINION OF BAER & KARRER AG a14-5956_7ex5d7.htm EX-5.7 38444
7 GRAPHIC g59567kmi001.jpg GRAPHIC 1964
8 GRAPHIC g59567kmi002.jpg GRAPHIC 11637
9 GRAPHIC g59567kki001.jpg GRAPHIC 2537
  Complete submission text file 0001104659-14-012097.txt   560207
Mailing Address LICHTSTRASSE 35 BASEL V8 CH 4056
Business Address LICHTSTRASSE 35 BASEL V8 CH 4056 01141613241111
NOVARTIS AG (Filer) CIK: 0001114448 (see all company filings)

IRS No.: 000000000 | State of Incorp.: V8 | Fiscal Year End: 1231
Type: POSASR | Act: 33 | File No.: 333-183955 | Film No.: 14631954
SIC: 2834 Pharmaceutical Preparations

Mailing Address 608 FIFTH AVENUE NEW YORK NY 10020
Business Address 608 FIFTH AVENUE NEW YORK NY 10020 (212)307 1122
Novartis Capital CORP (Filer) CIK: 0001443411 (see all company filings)

IRS No.: 263086456 | State of Incorp.: DE | Fiscal Year End: 1231
Type: POSASR | Act: 33 | File No.: 333-183955-02 | Film No.: 14631953
SIC: 2834 Pharmaceutical Preparations

Mailing Address P.O.BOX HM 2899 HAMILTON D0 HM LX
Business Address 131 FRONT STREET HAMILTON D0 HM 12 (1)441 296 8025
Novartis Securities Investment Ltd. (Filer) CIK: 0001443663 (see all company filings)

IRS No.: 000000000 | State of Incorp.: D0 | Fiscal Year End: 1231
Type: POSASR | Act: 33 | File No.: 333-183955-01 | Film No.: 14631952