0001580808-21-000081.txt : 20210503
0001580808-21-000081.hdr.sgml : 20210503
20210503163046
ACCESSION NUMBER: 0001580808-21-000081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210429
FILED AS OF DATE: 20210503
DATE AS OF CHANGE: 20210503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singer Eric
CENTRAL INDEX KEY: 0001443284
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 21883970
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP Series One
CENTRAL INDEX KEY: 0001606750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 21883974
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Opportunities Fund, LP
DATE OF NAME CHANGE: 20140429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP - Series Two
CENTRAL INDEX KEY: 0001659404
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 21883973
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP Series Two
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Opportunities Fund, LP Series Two
DATE OF NAME CHANGE: 20151125
FORMER NAME:
FORMER CONFORMED NAME: Vertex Opportuniteis Fund, LP Series Two
DATE OF NAME CHANGE: 20151125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Special Opportunities Fund III, LP
CENTRAL INDEX KEY: 0001619126
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 21883971
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Vertex Special Opportunities Fund III, LP
DATE OF NAME CHANGE: 20140910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Special Opportunities Fund II, LP
CENTRAL INDEX KEY: 0001619127
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 21883972
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP - Series One
DATE OF NAME CHANGE: 20171212
FORMER NAME:
FORMER CONFORMED NAME: VIEX Special Opportunities Fund II, LP
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Special Opportunities Fund II, LP
DATE OF NAME CHANGE: 20140910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A10 Networks, Inc.
CENTRAL INDEX KEY: 0001580808
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 201446869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 325-8668
MAIL ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wf-form4_162007382014913.xml
FORM 4
X0306
4
2021-04-29
0
0001580808
A10 Networks, Inc.
ATEN
0001443284
Singer Eric
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
0
1
0
0001606750
VIEX Opportunities Fund, LP Series One
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
1
0
0001659404
VIEX Opportunities Fund, LP - Series Two
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
1
0
0001619127
VIEX Special Opportunities Fund II, LP
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
1
0
0001619126
VIEX Special Opportunities Fund III, LP
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
1
0
Common Stock, par value $0.00001
2021-04-29
4
A
0
16949
0
A
73139
D
Common Stock, par value $0.00001
1465781
I
By Viex Opportunities Fund, LP - Series One
Common Stock, par value $0.00001
482877
I
By Viex Opportunities Fund, LP - Series Two
Common Stock, par value $0.00001
5255022
I
By Viex Special Opportunities Fund II, LP
Common Stock, par value $0.00001
487416
I
By Viex Special Opportunities Fund III, LP
Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the first anniversary of the grant date or the date of the Issuer's next Annual Meeting, subject to the Reporting Person's continued service as of such date.
This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned bySeries One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member ofeach of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned bySeries Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing memberof each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.
Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP IIand VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.
Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSOIII. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSOGP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III.
/s/ Robert Cochran, Attorney-in-fact for Eric Singer
2021-05-03