0000921895-22-002954.txt : 20221109
0000921895-22-002954.hdr.sgml : 20221109
20221109200122
ACCESSION NUMBER: 0000921895-22-002954
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221107
FILED AS OF DATE: 20221109
DATE AS OF CHANGE: 20221109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singer Eric
CENTRAL INDEX KEY: 0001443284
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 221374482
MAIL ADDRESS:
STREET 1: 323 SUNNY ISLES BLVD.
STREET 2: SUITE 700
CITY: SUNNY ISLES BEACH
STATE: FL
ZIP: 33160
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP Series One
CENTRAL INDEX KEY: 0001606750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 221374481
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Opportunities Fund, LP
DATE OF NAME CHANGE: 20140429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX GP, LLC
CENTRAL INDEX KEY: 0001654852
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 221374480
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVE.
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: 825 THIRD AVE.
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Vertex GP, LLC
DATE OF NAME CHANGE: 20151005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Capital Advisors, LLC
CENTRAL INDEX KEY: 0001619125
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 221374479
BUSINESS ADDRESS:
STREET 1: 323 SUNNY ISLES BLVD.
STREET 2: SUITE 700
CITY: SUNNY ISLES BEACH
STATE: FL
ZIP: 33160
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: 323 SUNNY ISLES BLVD.
STREET 2: SUITE 700
CITY: SUNNY ISLES BEACH
STATE: FL
ZIP: 33160
FORMER NAME:
FORMER CONFORMED NAME: Vertex Capital Advisors, LLC
DATE OF NAME CHANGE: 20140910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A10 Networks, Inc.
CENTRAL INDEX KEY: 0001580808
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 201446869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 325-8668
MAIL ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
form410114025_11092022.xml
OWNERSHIP DOCUMENT
X0306
4
2022-11-07
0
0001580808
A10 Networks, Inc.
ATEN
0001443284
Singer Eric
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
0
0
0
0001606750
VIEX Opportunities Fund, LP Series One
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
0
1
See Explanation of Responses
0001654852
VIEX GP, LLC
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
0
1
See Explanation of Responses
0001619125
VIEX Capital Advisors, LLC
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
0
1
See Explanation of Responses
Common Stock, par value $0.00001
46566
D
Common Stock, par value $0.00001
2022-11-07
4
S
0
60541
18.0070
D
0
I
By Viex Opportunities Fund, LP - Series One
This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
Represents a weighted average price. These Shares were sold in multiple transactions at prices ranging from $17.90 to $18.26. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Following the filing of this Form 4, Mr. Singer will become the sole Reporting Person.
/s/ Eric Singer
2022-11-09
VIEX Opportunities Fund, LP - Series One, By: VIEX GP, LLC, its general partner, By: /s/ Eric Singer, Managing Member
2022-11-09
VIEX GP, LLC, By: /s/ Eric Singer, Managing Member
2022-11-09
VIEX CAPITAL ADVISORS, LLC, By: /s/ Eric Singer, Managing Member
2022-11-09