0000921895-21-002793.txt : 20211203
0000921895-21-002793.hdr.sgml : 20211203
20211203201819
ACCESSION NUMBER: 0000921895-21-002793
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20211203
DATE AS OF CHANGE: 20211203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singer Eric
CENTRAL INDEX KEY: 0001443284
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 211471674
MAIL ADDRESS:
STREET 1: 323 SUNNY ISLES BLVD.
STREET 2: SUITE 700
CITY: SUNNY ISLES BEACH
STATE: FL
ZIP: 33160
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP Series One
CENTRAL INDEX KEY: 0001606750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 211471673
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Opportunities Fund, LP
DATE OF NAME CHANGE: 20140429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP - Series Two
CENTRAL INDEX KEY: 0001659404
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 211471672
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP Series Two
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Opportunities Fund, LP Series Two
DATE OF NAME CHANGE: 20151125
FORMER NAME:
FORMER CONFORMED NAME: Vertex Opportuniteis Fund, LP Series Two
DATE OF NAME CHANGE: 20151125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Special Opportunities Fund II, LP
CENTRAL INDEX KEY: 0001619127
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36343
FILM NUMBER: 211471671
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP - Series One
DATE OF NAME CHANGE: 20171212
FORMER NAME:
FORMER CONFORMED NAME: VIEX Special Opportunities Fund II, LP
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Special Opportunities Fund II, LP
DATE OF NAME CHANGE: 20140910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A10 Networks, Inc.
CENTRAL INDEX KEY: 0001580808
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 201446869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 325-8668
MAIL ADDRESS:
STREET 1: 2300 ORCHARD PKWY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
form410114025_12032021.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-01
0
0001580808
A10 Networks, Inc.
ATEN
0001443284
Singer Eric
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
0
0
0
0001606750
VIEX Opportunities Fund, LP Series One
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
0
1
See Explanation of Responses
0001659404
VIEX Opportunities Fund, LP - Series Two
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
0
1
See Explanation of Responses
0001619127
VIEX Special Opportunities Fund II, LP
C/O A10 NETWORKS, INC.
2300 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
0
0
1
See Explanation of Responses
Common Stock, par value $0.00001
73139
D
Common Stock, par value $0.00001
645541
I
By Viex Opportunities Fund, LP - Series One
Common Stock, par value $0.00001
183036
I
By Viex Opportunities Fund, LP - Series Two
Common Stock, par value $0.00001
2021-12-01
4
J
0
864720
0
D
178535
I
By Viex Special Opportunities Fund II, LP
This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.
Represents a pro-rata distribution of shares to limited partners by VSO II in connection with the wind-down of the fund.
Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.
/s/ Eric Singer
2021-12-03