0000899243-21-002261.txt : 20210115 0000899243-21-002261.hdr.sgml : 20210115 20210115204504 ACCESSION NUMBER: 0000899243-21-002261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210113 FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nuzzo Michael CENTRAL INDEX KEY: 0001443251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39878 FILM NUMBER: 21533574 MAIL ADDRESS: STREET 1: 6301 FITCH PATH CITY: NEW ALBANY STATE: OH ZIP: 43054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Petco Health & Wellness Company, Inc. CENTRAL INDEX KEY: 0001826470 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 811005932 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 10850 VIA FRONTERA CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 1-858-453-7845 MAIL ADDRESS: STREET 1: 10850 VIA FRONTERA CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: PET Acquisition LLC DATE OF NAME CHANGE: 20200929 FORMER COMPANY: FORMER CONFORMED NAME: Petco Acquisition LLC DATE OF NAME CHANGE: 20200929 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-13 0 0001826470 Petco Health & Wellness Company, Inc. WOOF 0001443251 Nuzzo Michael C/O PETCO HEALTH AND WELLNESS COMPANY, INC., 10850 VIA FRONTERA SAN DIEGO CA 92127 0 1 0 0 EVP, CFO & COO Class A Common Stock 2021-01-13 4 A 0 83334 0.00 A 83334 D Class A Common Stock 2021-01-13 4 A 0 166667 0.00 A 250001 D Employee Stock Option (right to buy) 18.00 2021-01-13 4 A 0 214286 0.00 A 2031-01-13 Class A Common Stock 214286 214286 D Represents 83,334 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The RSUs will vest in the following installments: (i) 34% on the first anniversary of 01/13/2021 (the "Grant Date"), (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date. Represents 166,667 RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A Common Stock. The RSUs will vest in the following installments: (i) 34% on the first anniversary of the Grant Date, (ii) 33% on the second anniversary of the Grant Date; and (iii) 33% on the third anniversary of the Grant Date. Represents options to purchase Class A Common Stock granted under the 2021 Plan. The options will vest in the following installments: (i) 34% on the first anniversary of the Grant Date, (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date. /s/ Ilene Eskenazi, as Attorney-in Fact 2021-01-15