0001209191-16-134579.txt : 20160801 0001209191-16-134579.hdr.sgml : 20160801 20160801154044 ACCESSION NUMBER: 0001209191-16-134579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160729 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xenith Bankshares, Inc. CENTRAL INDEX KEY: 0001442741 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 800229922 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE JAMES CENTER STREET 2: 901 E. CARY STREET, SUITE 1700 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: (804) 433-2200 MAIL ADDRESS: STREET 1: ONE JAMES CENTER STREET 2: 901 E. CARY STREET, SUITE 1700 CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: First Bankshares, Inc. DATE OF NAME CHANGE: 20080812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Edward H. Jr. CENTRAL INDEX KEY: 0001540682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53380 FILM NUMBER: 161797174 MAIL ADDRESS: STREET 1: ONE JAMES CENTER STREET 2: 901 EAST CARY STREET, SUITE 1700 CITY: RICHMOND STATE: VA ZIP: 23219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-29 1 0001442741 Xenith Bankshares, Inc. XBKS 0001540682 Phillips Edward H. Jr. 901 E. CARY STREET SUITE 1700 RICHMOND VA 23219 0 1 0 0 EVP and Chief Lending Officer Common Stock 2016-07-29 4 D 0 24700 D 0 D Option (Right to Buy) 11.49 2016-07-29 4 D 0 6960 D 2019-05-07 Common Stock 6960 0 D Option (Right to Buy) 4.50 2016-07-29 4 D 0 3000 D 2021-04-03 Common Stock 3000 0 D Option (Right to Buy) 3.61 2016-07-29 4 D 0 5000 D 2022-02-22 Common Stock 5000 0 D Option (Right to Buy) 4.15 2016-07-29 4 D 0 6960 D 2022-08-14 Common Stock 6960 0 D Warrant 11.49 2016-07-29 4 D 0 3480 D 2019-05-07 Common Stock 3480 0 D Pursuant to the Agreement and Plan of Reorganization, dated as of February 10, 2016 (the "Merger Agreement"), between Xenith Bankshares, Inc. ("Legacy Xenith") and Hampton Roads Bankshares, Inc., Legacy Xenith was merged with and into Xenith Bankshares, Inc. (previously, Hampton Roads Bankshares, Inc., "New Xenith"). These shares of common stock were converted into 108,680 shares of New Xenith common stock having a market value of $2.05 per share pursuant to the terms of the Merger Agreement. These options were exercisable in three equal annual installments on December 22, 2010, December 22, 2011 and December 22, 2012 and were converted into options to purchase 30,624 shares of New Xenith common stock for $2.62 per share pursuant to the terms of the Merger Agreement. These options were exercisable in three equal annual installments on April 4, 2012, April 4, 2013, and April 4, 2014 and were converted into options to purchase 13,200 shares of New Xenith common stock for $1.03 per share pursuant to the terms of the Merger Agreement. These options were exercisable in three equal installments on February 23, 2013, February 23, 2014 and February 23, 2015 and were converted into options to purchase 22,000 shares of New Xenith common stock for $0.83 per share pursuant to the terms of the Merger Agreement. These options were exercisable in three equal installments on August 14, 2013, August 14, 2014 and August 14, 2015 and were converted into options to purchase 30,624 shares of New Xenith common stock for $0.95 per share pursuant to the terms of the Merger Agreement. This warrant was converted into a warrant to purchase 15,312 shares of New Xenith common stock for $2.62 per share pursuant to the terms of the Merger Agreement. /s/Thomas W. Osgood, attorney-in-fact 2016-08-01