0001605997-15-000008.txt : 20150826
0001605997-15-000008.hdr.sgml : 20150826
20150826120644
ACCESSION NUMBER: 0001605997-15-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150825
FILED AS OF DATE: 20150826
DATE AS OF CHANGE: 20150826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northern Power Systems Corp.
CENTRAL INDEX KEY: 0001605997
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 826503088
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
BUSINESS PHONE: 802-461-2955
MAIL ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lentz Robert L
CENTRAL INDEX KEY: 0001442636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55184
FILM NUMBER: 151075164
MAIL ADDRESS:
STREET 1: C/O MONOTYPE IMAGING INC.
STREET 2: 500 UNICORN PARK DRIVE
CITY: WOBURN
STATE: MA
ZIP: 01801
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-08-25
0
0001605997
Northern Power Systems Corp.
NPS
0001442636
Lentz Robert L
C/O MONOTYPE IMAGING INC.
500 UNICORN PARK DRIVE
WOBURN
MA
01801
1
0
0
0
Common Shares
2015-08-25
4
A
0
15000
0
A
15000
D
Common Shares
2015-08-25
4
A
0
63537
0.44
A
63537
D
Common Shares
11000
I
By Trust
Annual grant of restricted common shares under Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. 75% of the shares will vest on September 30, 2015, and the remaining 25% of the shares will vest on December 31, 2015.
Grant of restricted common shares under Northern Power Systems Corp. 2014 Stock Option and Incentive Plan in lieu of cash payment for retainer fees. 31,769 of the shares vested immediately upon the date of the grant. The remaining 31,768 shares will vest in two equal installments, on September 30, 2015, and December 31, 2015, respectively.
/s/ Elliot J. Mark, Attorney-in-Fact
2015-08-26