0001605997-15-000008.txt : 20150826 0001605997-15-000008.hdr.sgml : 20150826 20150826120644 ACCESSION NUMBER: 0001605997-15-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150825 FILED AS OF DATE: 20150826 DATE AS OF CHANGE: 20150826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Power Systems Corp. CENTRAL INDEX KEY: 0001605997 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 826503088 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29 PITMAN ROAD CITY: BARRE STATE: VT ZIP: 05641 BUSINESS PHONE: 802-461-2955 MAIL ADDRESS: STREET 1: 29 PITMAN ROAD CITY: BARRE STATE: VT ZIP: 05641 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lentz Robert L CENTRAL INDEX KEY: 0001442636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55184 FILM NUMBER: 151075164 MAIL ADDRESS: STREET 1: C/O MONOTYPE IMAGING INC. STREET 2: 500 UNICORN PARK DRIVE CITY: WOBURN STATE: MA ZIP: 01801 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-08-25 0 0001605997 Northern Power Systems Corp. NPS 0001442636 Lentz Robert L C/O MONOTYPE IMAGING INC. 500 UNICORN PARK DRIVE WOBURN MA 01801 1 0 0 0 Common Shares 2015-08-25 4 A 0 15000 0 A 15000 D Common Shares 2015-08-25 4 A 0 63537 0.44 A 63537 D Common Shares 11000 I By Trust Annual grant of restricted common shares under Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. 75% of the shares will vest on September 30, 2015, and the remaining 25% of the shares will vest on December 31, 2015. Grant of restricted common shares under Northern Power Systems Corp. 2014 Stock Option and Incentive Plan in lieu of cash payment for retainer fees. 31,769 of the shares vested immediately upon the date of the grant. The remaining 31,768 shares will vest in two equal installments, on September 30, 2015, and December 31, 2015, respectively. /s/ Elliot J. Mark, Attorney-in-Fact 2015-08-26