0001209191-16-152186.txt : 20161128 0001209191-16-152186.hdr.sgml : 20161128 20161128162257 ACCESSION NUMBER: 0001209191-16-152186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161128 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Power Systems Corp. CENTRAL INDEX KEY: 0001605997 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 826503088 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29 PITMAN ROAD CITY: BARRE STATE: VT ZIP: 05641 BUSINESS PHONE: 802-461-2955 MAIL ADDRESS: STREET 1: 29 PITMAN ROAD CITY: BARRE STATE: VT ZIP: 05641 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lentz Robert L CENTRAL INDEX KEY: 0001442636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55184 FILM NUMBER: 162020173 MAIL ADDRESS: STREET 1: C/O MONOTYPE IMAGING INC. STREET 2: 500 UNICORN PARK DRIVE CITY: WOBURN STATE: MA ZIP: 01801 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-28 0 0001605997 Northern Power Systems Corp. NPS 0001442636 Lentz Robert L C/O MONOTYPE IMAGING INC. 500 UNICORN PARK DRIVE WOBURN MA 01801 1 0 0 0 Common Shares 2016-11-28 4 A 0 30000 0.00 A 108537 D Common Shares 11000 I By Trust Annual grant of restricted common shares under the Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. The shares are fully vested as of the grant date. /s/ Ciel Caldwell, Attorney-in-Fact 2016-11-28