NT 10-K 1 orgcnt10k12312013.htm ORGCNT10K12312013

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 12b-25

 

Commission File Number: 000-53545 

 

NOTIFICATION OF LATE FILING

 

T Form 10-K ¨ Form 11-K ¨ Form 20-F ¨ Form 10-Q

¨ Form N-SAR ¨ Form N-CSR

 

For Period Ended: December 31, 2013

 

¨ Transition Report on Form 10-K ¨ Transition Report on Form 10-Q

¨ Transition Report on Form 20-F ¨ Transition Report on Form N-SAR

 

For the Transition Period Ended:

 

 ________________________________________________________________________

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

________________________________________________________________________

Nothing in this form shall be construed to imply that the Commission has

verified any information contained herein.

________________________________________________________________________

If the notification relates to a portion of the filing checked above, identify

the Item(s) to which the notification relates:

 

 

PART I

REGISTRANT INFORMATION

 

 

Organic Alliance, Inc.

_______________________________________

Full Name of Registrant

 

 

_______________________________________

Former Name if Applicable

 

PO Box 6465

Address of Principal Executive Office (Street and Number)

 

Carmel, CA 93921

City, State and Zip Code

 

PART II

RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

  (a)  The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
  (b)  The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K or Form 10-Q, or portion thereof will be filed on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
  (c)  The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. 

 

 

PART III

NARRATIVE

 

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach extra Sheets if Needed)

We could not complete the filing of our Annual Report on Form 10-K for the fiscal year ended December 31, 2013 due to a delay in obtaining and compiling information required to be included in our Form 10-K.

 

 
 

 

PART IV

OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this

notification

 

         
         Barry M. Brookstein   (831)   240-0295
        (Name)   (Area Code)   (Telephone Number)

 

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).

Yes   o              No   x

 

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof ?

Yes                  No   o

 

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

For the year ended December 31, 2012, we had net sales of $1,855,391, gross margins of $243,705 and net losses of $7,121,915. For the year ended December 31, 2013, we currently estimate that we will have net sales of $981,205, gross margins of $124,063 and net losses of $3,763,442. Results for 2013 remain subject to further adjustment.

 

The anticipated decreases in net sales and gross margins and net loss are believed to be primarily attributable to suspending all selling activity in May 2013 due to the inability of the Company to obtain suitable financing.

 

 

 

Organic Alliance, Inc.

_______________________________________

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  March 31, 2014 Organic Alliance  
  By /s/ Barry M. Brookstein  
    Name: Barry M. Brookstein
Title: Chief Financial Officer