0001144204-17-051246.txt : 20171003
0001144204-17-051246.hdr.sgml : 20171003
20171003183451
ACCESSION NUMBER: 0001144204-17-051246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171001
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Babb James G. III
CENTRAL INDEX KEY: 0001575424
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36369
FILM NUMBER: 171119758
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bluerock Residential Growth REIT, Inc.
CENTRAL INDEX KEY: 0001442626
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 263136483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 843-1601
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Multifamily Growth REIT, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Enhanced Multifamily Trust, Inc.
DATE OF NAME CHANGE: 20081209
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Enhanced Multifamily REIT, Inc.
DATE OF NAME CHANGE: 20081028
4
1
v476380_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-10-01
0
0001442626
Bluerock Residential Growth REIT, Inc.
BRG
0001575424
Babb James G. III
712 FIFTH AVENUE, 9TH FLOOR
NEW YORK
NY
10019
0
1
0
0
Chief Investment Officer
OP Units
2017-10-01
4
J
0
59739
A
Class A Common Stock
59739
59739
D
Represents units of partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These OP Units may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units were converted by BRG Manager, LLC (the "Manager") from an equal number of restricted partnership interests in the Operating Partnership ("LTIP Units"). Acquisition is as a result of an in kind distribution of these OP Units pursuant to the request of the Reporting Person, as a member of the Manager, of a distribution of the Reporting Person's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement. These OP Units are owned directly by the Reporting Person.
/s/ Christopher J. Vohs, Attorney-in-fact
2017-10-03