0001144204-17-051246.txt : 20171003 0001144204-17-051246.hdr.sgml : 20171003 20171003183451 ACCESSION NUMBER: 0001144204-17-051246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171001 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Babb James G. III CENTRAL INDEX KEY: 0001575424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36369 FILM NUMBER: 171119758 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bluerock Residential Growth REIT, Inc. CENTRAL INDEX KEY: 0001442626 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 263136483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 843-1601 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Bluerock Multifamily Growth REIT, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Bluerock Enhanced Multifamily Trust, Inc. DATE OF NAME CHANGE: 20081209 FORMER COMPANY: FORMER CONFORMED NAME: Bluerock Enhanced Multifamily REIT, Inc. DATE OF NAME CHANGE: 20081028 4 1 v476380_4.xml OWNERSHIP DOCUMENT X0306 4 2017-10-01 0 0001442626 Bluerock Residential Growth REIT, Inc. BRG 0001575424 Babb James G. III 712 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 0 1 0 0 Chief Investment Officer OP Units 2017-10-01 4 J 0 59739 A Class A Common Stock 59739 59739 D Represents units of partnership interests ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These OP Units may be settled in shares of the Issuer's Class A common stock on a one-for-one basis. These OP Units were converted by BRG Manager, LLC (the "Manager") from an equal number of restricted partnership interests in the Operating Partnership ("LTIP Units"). Acquisition is as a result of an in kind distribution of these OP Units pursuant to the request of the Reporting Person, as a member of the Manager, of a distribution of the Reporting Person's allocable portion of OP Units as permitted under the Manager's Second Amended and Restated Limited Liability Company Agreement. These OP Units are owned directly by the Reporting Person. /s/ Christopher J. Vohs, Attorney-in-fact 2017-10-03