0001104659-21-001039.txt : 20210105
0001104659-21-001039.hdr.sgml : 20210105
20210105171549
ACCESSION NUMBER: 0001104659-21-001039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210101
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiFranco Michael
CENTRAL INDEX KEY: 0001773279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36369
FILM NUMBER: 21507079
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE, SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bluerock Residential Growth REIT, Inc.
CENTRAL INDEX KEY: 0001442626
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 263136483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 843-1601
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Multifamily Growth REIT, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Enhanced Multifamily Trust, Inc.
DATE OF NAME CHANGE: 20081209
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Enhanced Multifamily REIT, Inc.
DATE OF NAME CHANGE: 20081028
4
1
tm211667d6_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-01
0
0001442626
Bluerock Residential Growth REIT, Inc.
BRG
0001773279
DiFranco Michael
1345 AVENUE OF THE AMERICAS,
32ND FLOOR
NEW YORK
NY
10105
0
1
0
0
Executive VP, Operations
LTIP Units
2021-01-01
4
A
0
10854
A
Class A Common Stock
10854
62298
I
See Footmote
LTIP Units
2021-01-01
4
A
0
21709
A
Class A Common Stock
21709
84007
I
See Footmote
Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will vest ratably over a three year period and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.
Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. These Long Term Performance Awards LTIP Units are subject to a three-year performance period and may vest at the end of that period subject to performance criteria and established targets. The LTIPs may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.
/s/ Christopher J. Vohs, Attorney-in-fact
2021-01-05