0001104659-21-001034.txt : 20210105
0001104659-21-001034.hdr.sgml : 20210105
20210105171549
ACCESSION NUMBER: 0001104659-21-001034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210101
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harrison Elizabeth Scott
CENTRAL INDEX KEY: 0001748059
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36369
FILM NUMBER: 21507077
MAIL ADDRESS:
STREET 1: 390 WEST END AVENUE
STREET 2: APARTMENT 3F
CITY: NEW YORK
STATE: NY
ZIP: 10024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bluerock Residential Growth REIT, Inc.
CENTRAL INDEX KEY: 0001442626
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 263136483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 843-1601
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Multifamily Growth REIT, Inc.
DATE OF NAME CHANGE: 20130313
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Enhanced Multifamily Trust, Inc.
DATE OF NAME CHANGE: 20081209
FORMER COMPANY:
FORMER CONFORMED NAME: Bluerock Enhanced Multifamily REIT, Inc.
DATE OF NAME CHANGE: 20081028
4
1
tm211667d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-01
0
0001442626
Bluerock Residential Growth REIT, Inc.
BRG
0001748059
Harrison Elizabeth Scott
1345 AVENUE OF THE AMERICAS
32ND FLOOR
NEW YORK
NY
10105
1
0
0
0
LTIP Units
2021-01-01
4
A
0
7381
A
Class A Common Stock
7381
24508
I
See Footnote
Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units will be fully vested upon issuance, and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.
/s/ Christopher J. Vohs, Attorney-in-fact
2021-01-05