0001437749-23-035281.txt : 20231222 0001437749-23-035281.hdr.sgml : 20231222 20231222184209 ACCESSION NUMBER: 0001437749-23-035281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ko Alex CENTRAL INDEX KEY: 0001442518 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38149 FILM NUMBER: 231511075 MAIL ADDRESS: STREET 1: 3200 WILSHIRE BOULEVARD, 14TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 30010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBB Bancorp CENTRAL INDEX KEY: 0001499422 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 272776416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-533-7918 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 rdgdoc.xml ALEX KO STOCK OPTION CANCELLATTION X0508 4 2023-12-08 0001499422 RBB Bancorp RBB 0001442518 Ko Alex 1055 WILSHIRE BLVD SUITE 1200 LOS ANGELES CA 90017 1 EVP/Chief Financial Officer 0 Options (right to buy) 19.87 2023-12-08 4 H 0 30000 19.87 D 2033-03-01 Stock Options 30000 0 D These options vest in five equal installments beginning one year after the 3/01/2023 the grant date. Following Alex Ko's resignation on 12/8/2023, his unvested 30,000 stock options have been cancelled. /s/ Alex Ko 2023-12-22