The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 186 | 216,983 | PRN | DFND | 0 | 216,983 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,740 | 16,171 | SH | DFND | 0 | 16,171 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 636 | 2,325 | SH | DFND | 0 | 2,325 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 1,172 | 287,851 | SH | DFND | 0 | 287,851 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 4,775 | 28,517 | SH | DFND | 0 | 28,517 | 0 | ||
AMGEN INC | CALL | 031162900 | 553 | 3,000 | SH | Call | DFND | 0 | 3,000 | 0 | |
AMGEN INC | PUT | 031162950 | 2,506 | 13,600 | SH | Put | DFND | 0 | 13,600 | 0 | |
ANTHEM INC | COM | 036752103 | 980 | 3,473 | SH | DFND | 0 | 3,473 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,065 | 18,159 | SH | DFND | 0 | 18,159 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 987 | 26,063 | SH | DFND | 0 | 26,063 | 0 | ||
AVANTOR INC | COM | 05352A100 | 228 | 11,964 | SH | DFND | 0 | 11,964 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,193 | 25,610 | SH | DFND | 0 | 25,610 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 218 | 5,072 | SH | DFND | 0 | 5,072 | 0 | ||
CATALENT INC | COM | 148806102 | 431 | 7,952 | SH | DFND | 0 | 7,952 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 279 | 12,607 | SH | DFND | 0 | 12,607 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 661 | 5,217 | SH | DFND | 0 | 5,217 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 118 | 1,730 | SH | DFND | 0 | 1,730 | 0 | ||
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 1,069 | 28,959 | SH | DFND | 0 | 28,959 | 0 | ||
DERMIRA INC | COM | 24983L104 | 291 | 30,429 | SH | DFND | 0 | 30,429 | 0 | ||
DERMIRA INC | NOTE 3.000% 5/1 | 24983LAB0 | 166 | 192,000 | PRN | DFND | 0 | 192,000 | 0 | ||
DEXCOM INC | COM | 252131107 | 872 | 5,818 | SH | DFND | 0 | 5,818 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,736 | 12,429 | SH | DFND | 0 | 12,429 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 475 | 18,959 | SH | DFND | 0 | 18,959 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,407 | 7,616 | SH | DFND | 0 | 7,616 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 39 | 6,932 | SH | DFND | 0 | 6,932 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 731 | 15,722 | SH | DFND | 0 | 15,722 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 592 | 5,014 | SH | DFND | 0 | 5,014 | 0 | ||
FAIR ISAAC CORP | COM | 303250104 | 553 | 1,761 | SH | DFND | 0 | 1,761 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 250 | 12,328 | SH | DFND | 0 | 12,328 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 175 | 14,221 | SH | DFND | 0 | 14,221 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,426 | 21,102 | SH | DFND | 0 | 21,102 | 0 | ||
GODADDY INC | CL A | 380237107 | 1,640 | 23,385 | SH | DFND | 0 | 23,385 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 1,563 | 11,560 | SH | DFND | 0 | 11,560 | 0 | ||
HUMANA INC | COM | 444859102 | 2,728 | 10,284 | SH | DFND | 0 | 10,284 | 0 | ||
ICON PLC | SHS | G4705A100 | 259 | 1,679 | SH | DFND | 0 | 1,679 | 0 | ||
ICU MED INC | COM | 44930G107 | 1,257 | 4,990 | SH | DFND | 0 | 4,990 | 0 | ||
INOGEN INC | COM | 45780L104 | 124 | 1,852 | SH | DFND | 0 | 1,852 | 0 | ||
INTUIT | COM | 461202103 | 1,611 | 6,163 | SH | DFND | 0 | 6,163 | 0 | ||
INVESCO QQQ TR | PUT | 46090E953 | 13,651 | 73,100 | SH | Put | DFND | 0 | 73,100 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 1,535 | 9,542 | SH | DFND | 0 | 9,542 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 607 | 7,672 | SH | DFND | 0 | 7,672 | 0 | ||
ISHARES TR | PUT | 464287954 | 575 | 13,400 | SH | Put | DFND | 0 | 13,400 | 0 | |
KARUNA THERAPEUTICS INC | COM | 48576A100 | 116 | 7,219 | SH | DFND | 0 | 7,219 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 893 | 3,191 | SH | DFND | 0 | 3,191 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 346 | 5,813 | SH | DFND | 0 | 5,813 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 1,938 | 22,356 | SH | DFND | 0 | 22,356 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,403 | 10,475 | SH | DFND | 0 | 10,475 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,090 | 7,617 | SH | DFND | 0 | 7,617 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 866 | 17,272 | SH | DFND | 0 | 17,272 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 491 | 103,596 | SH | DFND | 0 | 103,596 | 0 | ||
NETFLIX INC | COM | 64110L106 | 1,224 | 3,331 | SH | DFND | 0 | 3,331 | 0 | ||
NEVRO CORP | COM | 64157F103 | 745 | 11,489 | SH | DFND | 0 | 11,489 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 1,202 | 36,859 | SH | DFND | 0 | 36,859 | 0 | ||
PACIRA BIOSCIENCES | COM | 695127100 | 317 | 7,291 | SH | DFND | 0 | 7,291 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,718 | 15,009 | SH | DFND | 0 | 15,009 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 1,386 | 8,660 | SH | DFND | 0 | 8,660 | 0 | ||
PERKINELMER INC | COM | 714046109 | 290 | 3,010 | SH | DFND | 0 | 3,010 | 0 | ||
PFIZER INC | CALL | 717081903 | 983 | 22,700 | SH | Call | DFND | 0 | 22,700 | 0 | |
PFIZER INC | COM | 717081103 | 1,137 | 26,252 | SH | DFND | 0 | 26,252 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 1,648 | 20,617 | SH | DFND | 0 | 20,617 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 350 | 27,567 | SH | DFND | 0 | 27,567 | 0 | ||
QUALCOMM INC | CALL | 747525903 | 3,514 | 46,200 | SH | Call | DFND | 0 | 46,200 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 2,587 | 17,052 | SH | DFND | 0 | 17,052 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 1,023 | 6,730 | SH | DFND | 0 | 6,730 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 1,138 | 34,270 | SH | DFND | 0 | 34,270 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 12 | 13,260 | SH | DFND | 0 | 13,260 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 97 | 948 | SH | DFND | 0 | 948 | 0 | ||
SPDR SERIES TRUST | CALL | 78464A900 | 395 | 4,500 | SH | Call | DFND | 0 | 4,500 | 0 | |
SQUARE INC | CL A | 852234103 | 1,049 | 14,459 | SH | DFND | 0 | 14,459 | 0 | ||
STRYKER CORP | COM | 863667101 | 1,617 | 7,867 | SH | DFND | 0 | 7,867 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 394 | 19,048 | SH | DFND | 0 | 19,048 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 865 | 2,947 | SH | DFND | 0 | 2,947 | 0 | ||
TRADEWEB MKTS INC | CL A | 892672106 | 93 | 2,132 | SH | DFND | 0 | 2,132 | 0 | ||
TWILIO INC | CL A | 90138F102 | 1,179 | 8,644 | SH | DFND | 0 | 8,644 | 0 | ||
TWITTER INC | COM | 90184L102 | 1,294 | 37,074 | SH | DFND | 0 | 37,074 | 0 | ||
UNIQURE NV | SHS | N90064101 | 153 | 1,961 | SH | DFND | 0 | 1,961 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 275 | 1,125 | SH | DFND | 0 | 1,125 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 312 | 11,444 | SH | DFND | 0 | 11,444 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 2,052 | 7,199 | SH | DFND | 0 | 7,199 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 423 | 14,180 | SH | DFND | 0 | 14,180 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 2,521 | 21,409 | SH | DFND | 0 | 21,409 | 0 |