0001441816-21-000067.txt : 20210405 0001441816-21-000067.hdr.sgml : 20210405 20210405203926 ACCESSION NUMBER: 0001441816-21-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Michael Lawrence CENTRAL INDEX KEY: 0001615459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 21807762 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_161766948580345.xml FORM 4 X0306 4 2021-04-01 0 0001441816 MongoDB, Inc. MDB 0001615459 Gordon Michael Lawrence C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 0 1 0 0 COO and CFO Class A Common Stock 2021-04-01 4 A 0 1424 0 A 117850 D Class A Common Stock 2021-04-05 4 S 0 5259 283.25 D 112591 D Class A Common Stock 2021-04-05 4 S 0 20 284.35 D 112571 D Class A Common Stock 2021-04-05 4 S 0 84 285.46 D 112487 D Class A Common Stock 1000 I By spouse Class A Common Stock 1000 I By child 1 Class A Common Stock 1000 I By child 2 Class A Common Stock 1000 I By child 3 Represents shares of Class A common stock received upon the vesting of a portion of the performance-based restricted stock units ("RSUs") awarded to the Reporting Person on April 7, 2020 under the Issuer's annual bonus plan and 2016 Equity Incentive Plan, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16. Each RSU represents the contingent right to receive one share of common stock of the Issuer. Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $285.37 to $285.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Sophie Hubscher, Attorney-in-Fact 2021-04-05