0001441816-19-000192.txt : 20190918 0001441816-19-000192.hdr.sgml : 20190918 20190918163356 ACCESSION NUMBER: 0001441816-19-000192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190916 FILED AS OF DATE: 20190918 DATE AS OF CHANGE: 20190918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bull Thomas CENTRAL INDEX KEY: 0001719887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 191100080 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_156883882135166.xml FORM 4 X0306 4 2019-09-16 0 0001441816 MongoDB, Inc. MDB 0001719887 Bull Thomas C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 0 1 0 0 Principal Accounting Officer Class A Common Stock 2019-09-16 4 C 0 5000 0 A 17720 D Class A Common Stock 2019-09-16 4 S 0 100 120.63 D 17620 D Class A Common Stock 2019-09-16 4 S 0 100 122.12 D 17520 D Class A Common Stock 2019-09-16 4 S 0 200 124.80 D 17320 D Class A Common Stock 2019-09-16 4 S 0 400 126.83 D 16920 D Class A Common Stock 2019-09-16 4 S 0 960 127.91 D 15960 D Class A Common Stock 2019-09-16 4 S 0 502 129.05 D 15458 D Class A Common Stock 2019-09-16 4 S 0 1000 130.19 D 14458 D Class A Common Stock 2019-09-16 4 S 0 1700 131.46 D 12758 D Class A Common Stock 2019-09-16 4 S 0 38 132.02 D 12720 D Employee Stock Option (Right to Buy) 6.5 2019-09-16 4 M 0 5000 0 D 2023-09-11 Class B Common Stock 5000.0 13885 D Class B Common Stock 0.0 2019-09-16 4 M 0 5000 0 A Class A Common Stock 5000.0 5000 D Class B Common Stock 0.0 2019-09-16 4 C 0 5000 0 D Class A Common Stock 5000.0 0 D The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $124.54 to $125.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $126.39 to $127.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $127.47 to $128.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $128.60 to $129.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $129.94 to $130.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $130.98 to $131.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Immediately exercisable and fully vested. /s/ Andrew Stephens, Attorney-in-Fact 2019-09-18