0001441816-19-000185.txt : 20190905 0001441816-19-000185.hdr.sgml : 20190905 20190905163541 ACCESSION NUMBER: 0001441816-19-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190903 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horowitz Eliot CENTRAL INDEX KEY: 0001719479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 191077550 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_156771572590818.xml FORM 4 X0306 4 2019-09-03 0 0001441816 MongoDB, Inc. MDB 0001719479 Horowitz Eliot C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 1 1 0 0 Chief Technology Officer Class A Common Stock 2019-09-03 4 C 0 16000 0 A 118502 D Class A Common Stock 2019-09-03 4 S 0 6185 148 D 112317 D Class A Common Stock 2019-09-03 4 S 0 3644 148.85 D 108673 D Class A Common Stock 2019-09-03 4 S 0 3174 150.10 D 105499 D Class A Common Stock 2019-09-03 4 S 0 2947 150.83 D 102552 D Class A Common Stock 2019-09-03 4 S 0 50 151.81 D 102502 D Class A Common Stock 2019-09-03 4 C 0 5000 0 A 5000 I By Trust Class A Common Stock 2019-09-03 4 S 0 1767 148.33 D 3233 I By Trust Class A Common Stock 2019-09-03 4 S 0 1233 149.03 D 2000 I By Trust Class A Common Stock 2019-09-03 4 S 0 2000 150.70 D 0 I By Trust Class B Common Stock 2019-09-03 4 C 0 16000 D Class A Common Stock 16000.0 1357663 D Class B Common Stock 2019-09-03 4 C 0 5000 D Class A Common Stock 5000.0 342500 I By Trust Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $147.50 to $148.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $148.52 to $149.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $149.69 to $150.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $150.70 to $151.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $147.67 to $148.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $148.73 to $149.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Andrew Stephens, Attorney-in-Fact 2019-09-05