0001441816-18-000105.txt : 20181003 0001441816-18-000105.hdr.sgml : 20181003 20181003183108 ACCESSION NUMBER: 0001441816-18-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181002 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bull Thomas CENTRAL INDEX KEY: 0001719887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 181106443 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_153860585120454.xml FORM 4 X0306 4 2018-10-02 0 0001441816 MongoDB, Inc. MDB 0001719887 Bull Thomas C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 0 1 0 0 Principal Accounting Officer Class A Common Stock 2018-10-02 4 S 0 69 75.23 D 7865 D Class A Common Stock 2018-10-02 4 C 0 5000 0 A 12865 D Class A Common Stock 2018-10-02 4 S 0 900 75.36 D 11965 D Class A Common Stock 2018-10-02 4 S 0 4100 75.81 D 7865 D Employee Stock Option (Right to Buy) 6.5 2018-10-02 4 M 0 5000 0 D 2023-09-11 Class B Common Stock 5000.0 28885 D Class B Common Stock 0.0 2018-10-02 4 M 0 5000 0 A Class A Common Stock 5000.0 5000 D Class B Common Stock 0.0 2018-10-02 4 C 0 5000 0 D Class A Common Stock 5000.0 0 D The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.02 to $75.24, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $74.61 to $75.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $75.61 to $76.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Immediately exercisable and fully vested. /s/ Sarah Ward, Attorney-in-Fact 2018-10-03