0001441816-18-000056.txt : 20180619 0001441816-18-000056.hdr.sgml : 20180619 20180619171752 ACCESSION NUMBER: 0001441816-18-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180615 FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horowitz Eliot CENTRAL INDEX KEY: 0001719479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 18907940 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 229 WEST 43RD STREET, 5TH FL CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 229 W. 43RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 229 W. 43RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_152944305041885.xml FORM 4 X0306 4 2018-06-15 0 0001441816 MongoDB, Inc. MDB 0001719479 Horowitz Eliot C/O MONGODB, INC. 229 WEST 43RD STREET, 5TH FLOOR NEW YORK NY 10036 1 1 0 0 Chief Technology Officer Class A Common Stock 2018-06-15 4 C 0 7100 0 A 97100 D Class A Common Stock 2018-06-15 4 S 0 6100 57.37 D 91000 D Class A Common Stock 2018-06-15 4 S 0 1000 58.14 D 90000 D Class B Common Stock 2018-06-15 4 C 0 7100 D Class A Common Stock 7100.0 1504224 D Class B Common Stock Class A Common Stock 375000.0 375000 I By Trust The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $57.00 to $57.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person is the trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Sarah Ward, Attorney-in-Fact 2018-06-19