0001209191-18-041732.txt : 20180705
0001209191-18-041732.hdr.sgml : 20180705
20180705170556
ACCESSION NUMBER: 0001209191-18-041732
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180702
FILED AS OF DATE: 20180705
DATE AS OF CHANGE: 20180705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Horowitz Eliot
CENTRAL INDEX KEY: 0001719479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38240
FILM NUMBER: 18941210
MAIL ADDRESS:
STREET 1: C/O MONGODB, INC.
STREET 2: 229 WEST 43RD STREET, 5TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MongoDB, Inc.
CENTRAL INDEX KEY: 0001441816
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 229 W. 43RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 866-237-8815
MAIL ADDRESS:
STREET 1: 229 W. 43RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: 10GEN INC
DATE OF NAME CHANGE: 20080801
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-07-02
0
0001441816
MongoDB, Inc.
MDB
0001719479
Horowitz Eliot
C/O MONGODB, INC.
229 WEST 43RD STREET, 5TH FLOOR
NEW YORK
NY
10036
1
1
0
0
Chief Technology Officer
Class A Common Stock
2018-07-02
4
C
0
7100
A
99261
D
Class A Common Stock
2018-07-02
4
S
0
6100
48.89
D
93161
D
Class A Common Stock
2018-07-02
4
S
0
1000
49.40
D
92161
D
Class A Common Stock
2018-07-02
4
S
0
2162
49.40
D
89999
D
Class B Common Stock
2018-07-02
4
C
0
7100
D
Class A Common Stock
7100
1494963
D
Class B Common Stock
Class A Common Stock
375000
375000
I
By Trust
Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $48.35 to $49.115, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $49.40 to $49.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person is the trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Alison Haggerty, Attorney-in-Fact
2018-07-05