0001209191-18-041732.txt : 20180705 0001209191-18-041732.hdr.sgml : 20180705 20180705170556 ACCESSION NUMBER: 0001209191-18-041732 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horowitz Eliot CENTRAL INDEX KEY: 0001719479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 18941210 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 229 WEST 43RD STREET, 5TH FL CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 229 W. 43RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 229 W. 43RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-02 0 0001441816 MongoDB, Inc. MDB 0001719479 Horowitz Eliot C/O MONGODB, INC. 229 WEST 43RD STREET, 5TH FLOOR NEW YORK NY 10036 1 1 0 0 Chief Technology Officer Class A Common Stock 2018-07-02 4 C 0 7100 A 99261 D Class A Common Stock 2018-07-02 4 S 0 6100 48.89 D 93161 D Class A Common Stock 2018-07-02 4 S 0 1000 49.40 D 92161 D Class A Common Stock 2018-07-02 4 S 0 2162 49.40 D 89999 D Class B Common Stock 2018-07-02 4 C 0 7100 D Class A Common Stock 7100 1494963 D Class B Common Stock Class A Common Stock 375000 375000 I By Trust Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $48.35 to $49.115, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $49.40 to $49.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person. These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person is the trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Alison Haggerty, Attorney-in-Fact 2018-07-05