0001441683-21-000086.txt : 20211109 0001441683-21-000086.hdr.sgml : 20211109 20211109164322 ACCESSION NUMBER: 0001441683-21-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winters Christopher CENTRAL INDEX KEY: 0001706796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38098 FILM NUMBER: 211392881 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPIAN CORP CENTRAL INDEX KEY: 0001441683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541956084 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7950 JONES BRANCH DRIVE CITY: TYSONS STATE: VA ZIP: 22102 BUSINESS PHONE: 703-442-8844 MAIL ADDRESS: STREET 1: 7950 JONES BRANCH DRIVE CITY: TYSONS STATE: VA ZIP: 22102 4 1 wf-form4_163649418621719.xml FORM 4 X0306 4 2021-11-05 0 0001441683 APPIAN CORP APPN 0001706796 Winters Christopher C/O APPIAN CORPORATION 7950 JONES BRANCH DRIVE MCLEAN VA 22102 0 1 0 0 General Counsel Class A Common Stock 2021-11-05 4 M 0 12261 0 A 39302 D Class A Common Stock 2021-11-08 4 S 0 213 92.65 D 39089 D Class A Common Stock 2021-11-08 4 S 0 49 93.76 D 39040 D Class A Common Stock 2021-11-08 4 S 0 873 95.79 D 38167 D Class A Common Stock 2021-11-08 4 S 0 561 96.56 D 37606 D Class A Common Stock 2021-11-08 4 S 0 1863 97.67 D 35743 D Class A Common Stock 2021-11-08 4 S 0 446 98.18 D 35297 D Restricted Stock Unit 2021-11-05 4 M 0 10000 0 D Class A Common Stock 10000.0 10000 D Restricted Stock Unit 2021-11-05 4 M 0 2261 0 D Class A Common Stock 2261.0 6783 D Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.49 to $92.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.55 to $93.96, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.10 to $96.09, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $97.06, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.33, inclusive. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). The RSUs were granted on October 25, 2017, and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. /s/ Angela Patterson, Attorney-in-Fact 2021-11-09