0001441683-21-000022.txt : 20210311
0001441683-21-000022.hdr.sgml : 20210311
20210311160338
ACCESSION NUMBER: 0001441683-21-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210311
DATE AS OF CHANGE: 20210311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winters Christopher
CENTRAL INDEX KEY: 0001706796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38098
FILM NUMBER: 21733251
MAIL ADDRESS:
STREET 1: 11955 DEMOCRACY DRIVE
STREET 2: SUITE 1700
CITY: RESTON
STATE: VA
ZIP: 20190
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPIAN CORP
CENTRAL INDEX KEY: 0001441683
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 541956084
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
BUSINESS PHONE: 703-442-8844
MAIL ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
4
1
wf-form4_161549659587675.xml
FORM 4
X0306
4
2021-03-10
0
0001441683
APPIAN CORP
APPN
0001706796
Winters Christopher
C/O APPIAN CORPORATION
7950 JONES BRANCH DRIVE
MCLEAN
VA
22102
0
1
0
0
General Counsel
Class A Common Stock
2021-03-10
4
C
0
35000
0
A
51041
D
Class A Common Stock
2021-03-10
4
S
0
2600
155.87
D
48441
D
Class A Common Stock
2021-03-10
4
S
0
2300
157.12
D
46141
D
Class A Common Stock
2021-03-10
4
S
0
1300
157.68
D
44841
D
Class A Common Stock
2021-03-10
4
S
0
1900
157.76
D
42941
D
Class A Common Stock
2021-03-10
4
S
0
441
163.65
D
42500
D
Class A Common Stock
2021-03-10
4
S
0
20
164.42
D
42480
D
Class A Common Stock
2021-03-10
4
S
0
6000
158.25
D
36480
D
Class A Common Stock
2021-03-10
4
S
0
1514
159.38
D
34966
D
Class A Common Stock
2021-03-10
4
S
0
3000
160.54
D
31966
D
Class A Common Stock
2021-03-10
4
S
0
2108
161.89
D
29858
D
Class A Common Stock
2021-03-10
4
S
0
2817
162.82
D
27041
D
Employee Stock Option (Right to Buy)
7.03
2021-03-10
4
M
0
35000
0
D
2025-11-17
Class B Common Stock
35000.0
1896
D
Class B Common Stock
2021-03-10
4
M
0
35000
7.03
A
Class A Common Stock
35000.0
35000
D
Class B Common Stock
2021-03-10
4
C
0
35000
0
D
Class A Common Stock
35000.0
0
D
Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
(continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.53 to $156.37, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (4) - (13).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.62 to $157.60, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.64 to $157.72, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.74 to $157.83, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.42 to $163.98, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.84 to $158.81, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.99 to $159.83, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.05 to $161.00, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.23 to $162.20, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.29 to $163.36, inclusive.
Fully vested.
/s/ Angela Patterson, Attorney-in-Fact
2021-03-11