0001441683-19-000138.txt : 20190819 0001441683-19-000138.hdr.sgml : 20190819 20190819161254 ACCESSION NUMBER: 0001441683-19-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190815 FILED AS OF DATE: 20190819 DATE AS OF CHANGE: 20190819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Mark Steven CENTRAL INDEX KEY: 0001707384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38098 FILM NUMBER: 191036608 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPIAN CORP CENTRAL INDEX KEY: 0001441683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541956084 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7950 JONES BRANCH DRIVE CITY: TYSONS STATE: VA ZIP: 22102 BUSINESS PHONE: 703-442-8844 MAIL ADDRESS: STREET 1: 7950 JONES BRANCH DRIVE CITY: TYSONS STATE: VA ZIP: 22102 4 1 wf-form4_156624555864427.xml FORM 4 X0306 4 2019-08-15 0 0001441683 APPIAN CORP APPN 0001707384 Lynch Mark Steven C/O APPIAN CORPORATION 7950 JONES BRANCH DRIVE TYSONS VA 22102 0 1 0 0 Chief Financial Officer Class A Common Stock 2019-08-15 4 C 0 25000 0 A 31950 D Class A Common Stock 2019-08-15 4 C 0 10000 0 A 41950 D Class A Common Stock 2019-08-15 4 S 0 30703 55.89 D 11247 D Class A Common Stock 2019-08-15 4 S 0 4297 56.86 D 6950 D Employee Stock Option (Right to Buy) 9.46 2019-08-15 4 M 0 25000 0 D 2026-07-20 Class B Common Stock 25000.0 115000 D Class B Common Stock 2019-08-15 4 M 0 25000 9.46 A Class A Common Stock 25000.0 25000 D Class B Common Stock 2019-08-15 4 C 0 25000 0 D Class A Common Stock 25000.0 0 D Employee Stock Option (Right to Buy) 3.67 2019-08-15 4 M 0 10000 0 D 2024-06-03 Class B Common Stock 10000.0 0 D Class B Common Stock 2019-08-15 4 M 0 10000 3.67 A Class A Common Stock 10000.0 10000 D Class B Common Stock 2019-08-15 4 C 0 10000 0 D Class A Common Stock 10000.0 0 D Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. The sales of 15,000 shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.44 to $56.42, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.44 to $57.26, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6). This option vests in five equal annual installments commencing on July 20, 2017 and on each of the next four anniversaries thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date. Fully vested. /s/ Angela Patterson, Attorney-in-Fact 2019-08-19