0001441683-19-000036.txt : 20190214 0001441683-19-000036.hdr.sgml : 20190214 20190214160449 ACCESSION NUMBER: 0001441683-19-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190212 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Mark Steven CENTRAL INDEX KEY: 0001707384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38098 FILM NUMBER: 19606022 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPIAN CORP CENTRAL INDEX KEY: 0001441683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541956084 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 703-442-8844 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 4 1 wf-form4_155017827496685.xml FORM 4 X0306 4 2019-02-12 0 0001441683 APPIAN CORP APPN 0001707384 Lynch Mark Steven C/O APPIAN CORPORATION 11955 DEMOCRACY DRIVE, SUITE 1700 RESTON VA 20190 0 1 0 0 Chief Financial Officer Class A Common Stock 2019-02-12 4 C 0 10000 A 16950 D Class A Common Stock 2019-02-12 4 C 0 5000 A 21950 D Class A Common Stock 2019-02-12 4 S 0 8063 36.08 D 6937 D Class A Common Stock 2019-02-12 4 S 0 6937 37.01 D 0 D Employee Stock Option (Right to Buy) 3.67 2019-02-12 4 M 0 10000 0 D 2024-06-03 Class B Common Stock 10000.0 10000 D Class B Common Stock 2019-02-12 4 M 0 10000 3.67 A Class A Common Stock 10000.0 10000 D Class B Common Stock 2019-02-12 4 C 0 10000 0 D Class A Common Stock 10000.0 0 D Employee Stock Option (Right to Buy) 9.46 2019-02-12 4 M 0 5000 0 D 2026-07-20 Class B Common Stock 5000.0 145000 D Class B Common Stock 2019-02-12 4 M 0 5000 9.46 A Class A Common Stock 5000.0 5000 D Class B Common Stock 2019-02-12 4 C 0 5000 0 D Class A Common Stock 5000.0 0 D Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.54 to $36.45, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (5). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.59 to $37.39, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4). This option vested in five equal installments commencing on June 3, 2015 and on each of the next four anniversaries thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date. This option vested in five equal annual installments commencing on July 20, 2017 and on each of the next four anniversaries thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date. /s/ Angela Patterson, Attorney-in-Fact 2019-02-14