0001441683-18-000097.txt : 20180703
0001441683-18-000097.hdr.sgml : 20180703
20180703160803
ACCESSION NUMBER: 0001441683-18-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180701
FILED AS OF DATE: 20180703
DATE AS OF CHANGE: 20180703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Biddle Albert G.W. III
CENTRAL INDEX KEY: 0001707248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38098
FILM NUMBER: 18937174
MAIL ADDRESS:
STREET 1: 11955 DEMOCRACY DRIVE
STREET 2: SUITE 1700
CITY: RESTON
STATE: VA
ZIP: 20190
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPIAN CORP
CENTRAL INDEX KEY: 0001441683
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 541956084
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11955 DEMOCRACY DRIVE
STREET 2: SUITE 1700
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: 703-442-8844
MAIL ADDRESS:
STREET 1: 11955 DEMOCRACY DRIVE
STREET 2: SUITE 1700
CITY: RESTON
STATE: VA
ZIP: 20190
4
1
wf-form4_153064846151558.xml
FORM 4
X0306
4
2018-07-01
0
0001441683
APPIAN CORP
APPN
0001707248
Biddle Albert G.W. III
11955 DEMOCRACY DRIVE
SUITE 1700
RESTON
VA
20190
1
0
1
0
Class A Common Stock
2018-07-01
4
C
0
360360
A
360360
I
See Footnote
Class A Common Stock
2018-07-01
4
J
0
360360
0
D
0
I
See Footnote
Class A Common Stock
2018-07-01
4
C
0
2371242
A
2371242
I
See Footnote
Class A Common Stock
2018-07-01
4
J
0
2371242
0
D
0
I
See Footnote
Class A Common Stock
2018-07-01
4
A
0
483
0
A
4397
D
Class A Common Stock
2792
I
See Footnote
Class B Common Stock
2018-07-01
4
C
0
360360
0
D
Class A Common Stock
360360.0
964546
I
See Footnote
Class B Common Stock
2018-07-01
4
J
0
263640
0
D
Class A Common Stock
263640.0
700906
I
See Footnote
Class B Common Stock
2018-07-01
4
J
0
94380
0
A
Class A Common Stock
94380.0
149181
I
See Footnote
Class B Common Stock
2018-07-01
4
J
0
12480
0
A
Class A Common Stock
12480.0
19727
I
See Footnote
Class B Common Stock
2018-07-01
4
J
0
12480
0
A
Class A Common Stock
12480.0
19727
I
See Footnote
Class B Common Stock
2018-07-01
4
J
0
12480
0
A
Class A Common Stock
12480.0
19727
I
See Footnote
Class B Common Stock
2018-07-01
4
C
0
2371242
0
D
Class A Common Stock
2371242.0
4052066
I
See Footnote
Class B Common Stock
2018-07-01
4
J
0
4758
0
D
Class A Common Stock
4758.0
4047308
I
See Footnote
Class B Common Stock
2018-07-01
4
J
0
2115
0
A
Class A Common Stock
2115.0
151296
I
See Footnote
Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
(continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
The reported securities are owned directly by Novak Biddle Company V, LLC ("NBCV"). The Reporting Person and E. Rogers Novak, Jr. (collectively, the "Managing Members") are the managing members of NBCV. The Managing Members disclaim beneficial ownership of all the shares owned by the NBCV and this report shall not be deemed an admission that they are the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interests therein.
Represents a pro rata distribution without additional consideration by NBCV to its partners.
The reported securities are owned directly by Novak Biddle Venture Partners V, L.P. ("NBVPV"). NBCV is the general partner of NBVPV and the Managing Members are the managing members of NBCV. Each of NBCV and the Managing Members disclaim beneficial ownership of all the shares owned by the NBVPV and this report shall not be deemed an admission that either is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interests therein.
Represents a pro rata distribution without additional consideration by NBVPV to its limited partners.
These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy approved by the Board of Directors on May 10, 2017.
The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.
The reported securities are owned directly by Southgate Partner I ("SPI"), a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPI.
The reported securities are owned directly by Southgate Partner II ("SPII"), a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPII.
The reported securities are owned directly by Southgate Partners III ("SPIII"), a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPIII.
/s/ Lauren Ackermann, Attorney-in-Fact
2018-07-03