0001209191-18-044411.txt : 20180730 0001209191-18-044411.hdr.sgml : 20180730 20180730164249 ACCESSION NUMBER: 0001209191-18-044411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180727 FILED AS OF DATE: 20180730 DATE AS OF CHANGE: 20180730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mulligan Michael J. CENTRAL INDEX KEY: 0001706773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38098 FILM NUMBER: 18978140 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPIAN CORP CENTRAL INDEX KEY: 0001441683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541956084 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 703-442-8844 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-27 0 0001441683 APPIAN CORP APPN 0001706773 Mulligan Michael J. C/O APPIAN CORPORATION 11955 DEMOCRACY DRIVE, SUITE 1700 RESTON VA 20190 1 0 0 0 Class A Common Stock 2018-07-27 4 C 0 35602 A 75077 D Class A Common Stock 1396 I See Footnote Stock Option (Right to Buy) 0.58 2018-07-27 4 M 0 35602 0.00 D 2018-10-01 Class B Common Stock 35602 0 D Class B Common Stock 2018-07-27 4 M 0 35602 0.58 A Class A Common Stock 35602 35602 D Class B Common Stock 2018-07-27 4 C 0 35602 0.00 D Class A Common Stock 35602 0 D Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. The reported securities are owned directly by Sea Level Investments ("SLI"). The Reporting Person is the president of SLI. Fully vested. /s/ Christopher Winters, Attorney-in-Fact 2018-07-30