0001445305-13-003191.txt : 20131212 0001445305-13-003191.hdr.sgml : 20131212 20131212200635 ACCESSION NUMBER: 0001445305-13-003191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131210 FILED AS OF DATE: 20131212 DATE AS OF CHANGE: 20131212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avago Technologies LTD CENTRAL INDEX KEY: 0001441634 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: U0 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 BUSINESS PHONE: (65) 6755-7888 MAIL ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARKS PETER J CENTRAL INDEX KEY: 0001594157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34428 FILM NUMBER: 131274849 MAIL ADDRESS: STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC. STREET 2: 350 WEST TRIMBLE ROAD CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_138689678436663.xml FORM 4 X0306 4 2013-12-10 0 0001441634 Avago Technologies LTD AVGO 0001594157 MARKS PETER J C/O AVAGO TECHNOLOGIES U.S. INC. 350 WEST TRIMBLE ROAD SAN JOSE CA 95131 1 0 0 0 Ordinary Shares 2013-12-10 4 A 0 7825 0 A 7825 D Stock Options (right to buy) 46.6 2013-12-10 4 A 0 23474 0 A 2018-12-09 Ordinary Shares 23474.0 23474 D Grant of restricted share units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) RSU. The RSUs vest over 3 years, with 33.333% vesting on each of the first three anniversaries of December 10, 2013, so that the RSUs will be vested in full on December 10, 2016, subject to the Reporting Person's continuing service on each vesting date. Grant of option to purchase ordinary shares pursuant to the Plan. The option vests over 3 years, with 33.333% vesting on each of the first three anniversaries of December 10, 2013, so that the option will be vested in full on December 10, 2016, subject to the Reporting Person's continuing service on each vesting date. /s/Patricia H. McCall, Attorney-in-Fact for Peter J Marks 2013-12-12