0001639825-21-000338.txt : 20211123 0001639825-21-000338.hdr.sgml : 20211123 20211123163416 ACCESSION NUMBER: 0001639825-21-000338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211119 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH WILLIAM CENTRAL INDEX KEY: 0001441013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39058 FILM NUMBER: 211438959 MAIL ADDRESS: STREET 1: C/O HSN, INC. STREET 2: 1 HSN DRIVE CITY: ST. PETERSBURG STATE: FL ZIP: 33729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PELOTON INTERACTIVE, INC. CENTRAL INDEX KEY: 0001639825 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 473533761 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: C/O PELOTON INTERACTIVE, INC. STREET 2: 125 W. 25TH ST., 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 866-679-9129 MAIL ADDRESS: STREET 1: C/O PELOTON INTERACTIVE, INC. STREET 2: 125 W. 25TH ST., 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Peloton Interactive, Inc. DATE OF NAME CHANGE: 20150416 4 1 wf-form4_163770323988671.xml FORM 4 X0306 4 2021-11-19 0 0001639825 PELOTON INTERACTIVE, INC. PTON 0001441013 LYNCH WILLIAM C/O PELOTON INTERACTIVE, INC. 441 NINTH AVENUE, SIXTH FLOOR NEW YORK NY 10001 1 1 0 0 President Class A Common Stock 2021-11-17 5 G 0 E 2315 0 D 1635 I By GRAT 2 Class A Common Stock 2021-11-17 5 G 0 E 2315 0 A 57889 D Class A Common Stock 2021-11-18 5 G 0 E 1850 0 D 1100 I By GRAT 3 Class A Common Stock 2021-11-18 5 G 0 E 1850 0 A 59739 D Class A Common Stock 7200 I By GRAT 1 Class A Common Stock 2000 I By GRAT 4 Class A Common Stock 2000 I By GRAT 5 Stock Option (right to buy Class B Common Stock) 8.82 2021-11-19 4 M 0 11333 0 D 2029-01-16 Class B Common Stock 11333.0 2567119 D Class B Common Stock 2021-11-19 4 M 0 11333 0 A Class A Common Stock 11333.0 1574333 D Class B Common Stock Class A Common Stock 110000.0 110000 I By GRAT 6 Class B Common Stock Class A Common Stock 675000.0 675000 I By Lynch Holdings I LP - Hydra Series Represents shares of the Issuer's Class A Common Stock that the GRAT 2 transferred as a gift to the Reporting Person. These securities are held of record by a grantor retained annuity trust for which the reporting person is the trustee and sole annuitant. Represents shares of the Issuer's Class A Common Stock that the GRAT 3 transferred as a gift to the Reporting Person. The option vests as to 2.0833% of the total shares monthly, commencing February 17, 2019, with 100% of the total shares vested on January 17, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. The option provides for an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Each share of the issuer's Class B Common Stock will automatically convert into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's initial public offering, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date. These securities are held of record by Lynch Holdings I LP - Hydra Series ("Lynch Holdings LP - Hydra Series"). Lynch Holdings GP LLC is the general partner of Lynch Holdings LP - Hydra Series ("Lynch GP LLC"). Trusts for which the reporting person and his spouse are trustees are the members of Lynch GP LLC and each may be deemed to share voting and investment power over the shares held by Lynch Holdings LP - Hydra Series and each have been determined to have a pecuniary interest over the shares held by Lynch Holdings LP - Hydra Series. /s/ Bart Goldstein as attorney-in-fact for William Lynch 2021-11-23