0001209191-15-027970.txt : 20150319
0001209191-15-027970.hdr.sgml : 20150319
20150319173608
ACCESSION NUMBER: 0001209191-15-027970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150311
FILED AS OF DATE: 20150319
DATE AS OF CHANGE: 20150319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill Thomas W.
CENTRAL INDEX KEY: 0001440948
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 15713816
MAIL ADDRESS:
STREET 1: C/O SUMMIT MATERIALS, INC.
STREET 2: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-11
0
0001621563
Summit Materials, Inc.
SUM
0001440948
Hill Thomas W.
C/O SUMMIT MATERIALS, INC.
1550 WYNKOOP STREET, 3RD FLOOR
DENVER
CO
80202
1
1
0
0
President and CEO
Class A Common Stock
2015-03-17
4
P
0
10000
18.00
A
10000
D
LP Units of Summit Materials Holdings L.P.
2015-03-11
4
A
0
318994
A
Class A Common Stock
318994
318994
D
LP Units of Summit Materials Holdings L.P.
2015-03-11
4
A
0
1266265
A
Class A Common Stock
1266265
1266265
I
See Footnote
Warrants
18.00
2015-03-11
4
A
0
29463
A
2025-03-11
Class A Common Stock
29463
29463
D
Options (right to buy)
18.00
2015-03-11
4
A
0
559181
A
2025-03-11
Class A Common Stock
559181
559181
D
Options (right to buy)
18.00
2015-03-11
4
A
0
726933
A
2025-03-11
Class A Common Stock
726933
726933
D
Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058) (the "Registration Statement")) for shares of the issuer's Class A common stock on a one-for-one basis.
These securities were acquired in connection with the reclassification of the interests of Summit Material Holdings L.P. prior to the issuer's initial public offering (as more fully described in the Registration Statement).
Reflects securities held by a trust for the benefit of Mr. Hill's family, for which Mr. Hill's spouse serves as trustee.
The warrants are exercisable beginning on the first anniversary of the closing of the issuer's initial public offering.
The options vest in four equal annual installments beginning on March 11, 2016.
The options vest upon the achievement of certain vesting events more fully described in the Registration Statement.
The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.
/s/Anne Lee Benedict, as Attorney-in-Fact
2015-03-19