0001127602-13-020576.txt : 20130617
0001127602-13-020576.hdr.sgml : 20130617
20130617181203
ACCESSION NUMBER: 0001127602-13-020576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130613
FILED AS OF DATE: 20130617
DATE AS OF CHANGE: 20130617
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNYMAC FINANCIAL SERVICES, INC.
CENTRAL INDEX KEY: 0001568669
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 800882793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 6101 CONDOR DRIVE
CITY: MOORPARK
STATE: CA
ZIP: 93021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grogin Jeffrey
CENTRAL INDEX KEY: 0001440697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35916
FILM NUMBER: 13917750
MAIL ADDRESS:
STREET 1: C/O PENNYMAC, 6101 CONDOR DRIVE
STREET 2: UPPER LEVEL
CITY: MOORPARK
STATE: CA
ZIP: 93021
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-06-13
0001568669
PENNYMAC FINANCIAL SERVICES, INC.
PFSI
0001440697
Grogin Jeffrey
C/O PENNYMAC FINANCIAL SERVICES, INC.
6101 CONDOR DRIVE
MOORPARK
CA
93021
1
CALO and Secretary
Nonstatutory Stock Option (Right to Buy)
21.03
2013-06-13
4
A
0
15882
0
A
2014-06-13
2023-06-12
Class A Common Stock
15882
15882
D
This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
/s/ Derek W. Stark, attorney-in-fact for Mr. Grogin
2013-06-17