EDGAR Filing Documents for 0001193125-08-210305

Form S-1 - General form for registration of securities under the Securities Act of 1933:

SEC Accession No. 0001193125-08-210305

Filing Date

2008-10-15

Accepted

2008-10-14 19:15:22

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	FORM S-1	ds1.htm	S-1	830181
2	FORM OF UNDERWRITING AGREEMENT	dex11.htm	EX-1.1	134474
3	ARTICLES OF INCORPORATION	dex31.htm	EX-3.1	45564
4	ARTICLES OF CONVERSION	dex32.htm	EX-3.2	20647
5	AMENDED AND RESTATED BYLAWS	dex33.htm	EX-3.3	99059
6	AUDIT COMMITTEE CHARTER	dex34.htm	EX-3.4	31364
7	COMPENSATION COMMITTEE CHARTER	dex35.htm	EX-3.5	18024
8	CORPORATE GOVERNANCE AND NOMINATING COMMITTEE CHARTER	dex36.htm	EX-3.6	29817
9	PLAN OF CONVERSION OF THE COMPANY	dex41.htm	EX-4.1	5239
10	FORM OF COMMON STOCK CERTIFICATE	dex42.htm	EX-4.2	5485
11	FORM OF COMMON STOCK PURCHASE WARRANT	dex43.htm	EX-4.3	54750
12	FORM OF AMENDMENT TO COMMON STOCK PURCHASE WARRANT	dex44.htm	EX-4.4	7747
13	FORM OF COMMON STOCK PURCHASE WARRANT	dex45.htm	EX-4.5	55138
14	2008 STOCK OPTION AND RESTRICTED STOCK PLAN	dex46.htm	EX-4.6	54297
15	FORM OF UNDERWRITER WARRANT	dex47.htm	EX-4.7	62588
16	FORM OF OPINION OF QUARLES & BRADY LLP	dex51.htm	EX-5.1	7404
17	LEASE AGREEMENT WITH J H REALTY LLC	dex101.htm	EX-10.1	21810
18	ADDENDUM TO LEASE AGREEMENT	dex102.htm	EX-10.2	4303
19	PROMISSORY NOTE-JOSEPH HINES, DATED DECEMBER 31, 2006	dex103.htm	EX-10.3	2263
20	PROMISSORY NOTE-JOSEPH HINES, DATED MARCH 31, 2007	dex104.htm	EX-10.4	2272
21	PROMISSORY NOTE-JOSEPH HINES, DATED DECEMBER 31, 2007	dex105.htm	EX-10.5	2187
22	PROMISSORY NOTE-J H REALTY, DATED DECEMBER 31, 2007	dex106.htm	EX-10.6	2343
23	ALLONGE TO PROMISSORY NOTE-JOSEPH HINES	dex107.htm	EX-10.7	5158
24	ALLONGE TO PROMISSORY NOTE BETWEEN THE COMPANY AND J H REALTY LLC	dex108.htm	EX-10.8	5469
25	INDEPENDENT CONTRACTOR AGREEMENT-DESERT VALLEY CONSULTING GROUP	dex109.htm	EX-10.9	9159
26	INDEPENDENT CONTRACTOR AGREEMENT-MICHEAL KIRKSEY	dex1010.htm	EX-10.10	8689
27	INDEPENDENT CONTRACTOR AGREEMENT-JANICE BACKUS	dex1011.htm	EX-10.11	8736
28	INDEPENDENT CONTRACTOR AGREEMENT-KURUVILLA CHERIAN	dex1012.htm	EX-10.12	19863
29	LICENSE AGREEMENT-THE PENN STATE RESEARCH FOUNDATION	dex1013.htm	EX-10.13	88725
30	SALES AGENCY AGREEMENT-CHANGSHA SYNO-THERM CO. LTD	dex1014.htm	EX-10.14	10247
31	STOCK PURCHASE AGREEMENT	dex1015.htm	EX-10.15	23147
32	AGREEMENT AND MUTUAL RELEASE BETWEEN THE COMPANY AND GARY WALDECK	dex1016.htm	EX-10.16	6627
33	AGREEMENT AND MUTUAL RELEASE BETWEEN THE COMPANY AND RICHARD SCHUFF	dex1017.htm	EX-10.17	6784
34	CONSULTING AGREEMENT BETWEEN THE COMPANY AND STEVEN SCOTT	dex1018.htm	EX-10.18	15057
35	CONSULTING AGREEMENT BETWEEN THE COMPANY AND GREGG A. LINN	dex1019.htm	EX-10.19	25745
36	EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND JOSEPH HINES	dex1020.htm	EX-10.20	64775
37	EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND MICHAEL KIRKSEY	dex1021.htm	EX-10.21	64806
38	EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND JANICE BACKUS	dex1022.htm	EX-10.22	65467
39	STOCK OPTION AGREEMENT-PETER BLONSKY, DATED JUNE 3, 2008	dex1023.htm	EX-10.23	31380
40	STOCK OPTION AGREEMENT-PETER BLONSKY, DATED JUNE 3, 2008	dex1024.htm	EX-10.24	32151
41	STOCK OPTION AGREEMENT-JASON MAYER, DATED JUNE 3, 2008	dex1025.htm	EX-10.25	31692
42	STOCK OPTION AGREEMENT-LESTER GARNAS, DATED JULY 31, 2008	dex1026.htm	EX-10.26	32150
43	STOCK OPTION AGREEMENT-GREGG A. LINN, DATED AUGUST 15, 2008	dex1027.htm	EX-10.27	34049
44	FORM OF LOCK-UP AGREEMENT BETWEEN THE COMPANY AND JOSEPH HINES	dex1028.htm	EX-10.28	12311
45	FORM OF LOCK-UP AGREEMENT BETWEEN THE COMPANY AND MICHAEL KIRKSEY	dex1029.htm	EX-10.29	12328
46	FORM OF ESCROW DEPOSIT AGREEMENT	dex1030.htm	EX-10.30	51512
47	LETTER ON UNAUDITED INTERIM FINANCIAL INFORMATION	dex151.htm	EX-15.1	1654
48	CONSENT OF FARBER, HAAS AND HURLEY	dex231.htm	EX-23.1	1316
49	GRAPHIC	g44515g49a90.jpg	GRAPHIC	33136
50	GRAPHIC	g44515graphic002.jpg	GRAPHIC	3525
	Complete submission text file	0001193125-08-210305.txt		2218032

Mailing Address 4708 EAST VAN BUREN STREET PHOENIX AZ 85253

Business Address 4708 EAST VAN BUREN STREET PHOENIX AZ 85253 602-218-9292

Spheric Technologies, Inc. (Filer) CIK: 0001440350 (see all company filings)