0001476204-21-000062.txt : 20210503 0001476204-21-000062.hdr.sgml : 20210503 20210503133020 ACCESSION NUMBER: 0001476204-21-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Devin Ignatius CENTRAL INDEX KEY: 0001440186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54691 FILM NUMBER: 21882495 MAIL ADDRESS: STREET 1: 104 MAIN STREET CITY: SOUTHPORT STATE: CT ZIP: 06890 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips Edison & Company, Inc. CENTRAL INDEX KEY: 0001476204 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 271106076 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11501 NORTHLAKE DRIVE CITY: CINCINNATI STATE: OH ZIP: 45249 BUSINESS PHONE: 513-554-1110 MAIL ADDRESS: STREET 1: 11501 NORTHLAKE DRIVE CITY: CINCINNATI STATE: OH ZIP: 45249 FORMER COMPANY: FORMER CONFORMED NAME: PHILLIPS EDISON GROCERY CENTER REIT I, INC. DATE OF NAME CHANGE: 20141205 FORMER COMPANY: FORMER CONFORMED NAME: Phillips Edison Grocery Center REIT I, Inc. DATE OF NAME CHANGE: 20141205 FORMER COMPANY: FORMER CONFORMED NAME: Phillips Edison - ARC Shopping Center REIT Inc. DATE OF NAME CHANGE: 20091105 4 1 wf-form4_162006300594328.xml FORM 4 X0306 4 2021-04-29 0 0001476204 Phillips Edison & Company, Inc. NONE 0001440186 Murphy Devin Ignatius 11501 NORTHLAKE DRIVE CINCINNATI OH 45249 0 1 0 0 President Class B Units 2021-04-29 4 J 0 21302 0 D Common Stock 21302.0 64680.28 D Class B Units 2021-04-29 4 J 0 19892 0 D Common Stock 19892.0 44788.28 D Class B Units 2021-04-29 4 A 0 41143 0 A Common Stock 41143.0 85931.28 D OP Units 2021-04-29 4 J 0 21302 0 A Common Stock 21302.0 541938.29 D OP Units 2021-04-29 4 J 0 19892 0 A Common Stock 19892.0 561830.29 D OP Units Common Stock 749091.792 749091.792 I Help by DJM Investments LLC Represents vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units") with respect to liquidating distributions, but upon the occurrence of certain events described in PECO OP's partnership agreement, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's common stock or, at the option of PECO OP, shares of the Issuer's common stock on a one-to-one basis, beginning one year from the date of issuance and have no expiration date. On April 29, 2021, the Compensation Committee of the Board of Directors of Phillips Edison & Company, Inc. granted Mr. Murphy a long-term incentive award, including 41,143 fully vested Class B Units. Reflects the number of OP Units received upon conversion of an equal number of Class B Units in the line above. Mr. Murphy is the manager of DJM Investments LLC and, therefore, has voting and dispositive control of the OP Units held by it. OP Units previously reported as directly held by Mr. Murphy. /s/ Tanya Brady, Attorney-in-Fact 2021-05-03