0001096906-23-000999.txt : 20230509 0001096906-23-000999.hdr.sgml : 20230509 20230509144827 ACCESSION NUMBER: 0001096906-23-000999 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20230503 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bakhu Holdings, Corp. CENTRAL INDEX KEY: 0001440153 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262608821 STATE OF INCORPORATION: NV FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-55862 FILM NUMBER: 23901484 BUSINESS ADDRESS: STREET 1: ONE WORLD TRADE CENTER STREET 2: SUITE 130 CITY: LONG BEACH STATE: CA ZIP: 90831 BUSINESS PHONE: 858-682-2528 MAIL ADDRESS: STREET 1: ONE WORLD TRADE CENTER STREET 2: SUITE 130 CITY: LONG BEACH STATE: CA ZIP: 90831 FORMER COMPANY: FORMER CONFORMED NAME: Planet Resources, Corp. DATE OF NAME CHANGE: 20080716 8-K 1 bkhu-20230503.htm BAKHU HOLDINGS, CORP. - FORM 8-K SEC FILING Bakhu Holdings, Corp. - Form 8-K SEC filing
0001440153 false 0001440153 2023-05-03 2023-05-03

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 3, 2023

 

Bakhu Holdings, Corp.

(Exact name of Company as specified in its charter)

 

 

 

 

Nevada

000-55862

26-0510649

(State or Other Jurisdiction

(Commission File Number)

(IRS Employer

of Incorporation)

 

Identification Number)

 

One World Trade Center, Suite 130

Long Beach, CA 90831

(Address of Principal Executive Offices)

 

(310) 891-1959

(Registrant’s Telephone Number)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing

obligation of the Company under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company     

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  [  ]

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading

Symbols(s)

Name of each exchange on which registered

N/A

 

 


Page 1


FORWARD LOOKING STATEMENTS

 

The following discussion, in addition to the other information contained in this Current Report, should be considered carefully in evaluating our prospects. This Report (including without limitation the following factors that may affect operating results) contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended (“Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (“Exchange Act”), regarding us and our business, financial condition, results of operations and prospects. Words such as “expects,” “anticipates,” “intends,” “plans,” “believes,” “seeks,” “estimates” and similar expressions or variations of such words are intended to identify forward-looking statements but are not the exclusive means of identifying forward-looking statements in this Report. Additionally, statements concerning future matters such as revenue projections, projected profitability, growth strategies, possible changes in legislation and other statements regarding matters that are not historical are forward-looking statements.

 

ADDITIONAL INFORMATION

 

You are urged to read this Current Report carefully. This Current Report is not all-inclusive and does not contain all the information that you may desire in evaluating the Company. You must conduct and rely on your own evaluation of the Company, including the merits and risks involved in making a decision to invest in our stock. No representations or warranties of any kind are intended nor should any be inferred with respect to the economic viability of the Company or with respect to any benefits, which may accrue as a result of an investment in the Company. The Company does not in any way represent, guarantee or warrant an economic gain or profit with regard to our business. We do not in any way represent or warrant the advisability of investing in our stock. Any projections, forecasts, or other forward-looking statements or opinions contained in this Current Report constitute estimates by us based upon sources deemed to be reliable, but the accuracy of this information is not guaranteed nor should you consider the information all-inclusive.

 

As used in this Current Report and unless otherwise indicated, the terms “we,” “us,” “our,” the “Company,” and “Bakhu” refer to Bakhu Holdings, Corp.

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Compensatory Arrangements of Certain Officers. 

 

On May 3, 2023 the Board of Directors unanimously voted and approved the termination of Michael R. Hawthorne, as the Chief Executive Officer and President of the Company.  Pursuant to the terms of Mr. Hawthorne’s Employment Agreement dated February 11, 2022, such termination shall be effective on May 13, 2023.  Further pursuant to the terms of the Employment Agreement, as of May 3, 2023, the Company suspended all duties and responsibilities of Mr. Hawthorne.


Page 2


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

BAKHU HOLDINGS, CORP.  

 

 

 

 

 

 

 

 

 

Date: May 8, 2023

 

/s/ Aristotle Popolizio

 

 

By: Aristotle Popolizio

 

 

Its: Vice President and Director

 

 

Date: May 8, 2023

 

/s/ Peter Whitton

 

 

By: Peter Whitton

 

 

Its: Director

 

 

Date: May 8, 2023

 

/s/ Evripides Drakos

 

 

By: Evripides Drakos

 

 

Its: Director


Page 3

 

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