0001526767-11-000002.txt : 20110809 0001526767-11-000002.hdr.sgml : 20110809 20110809152050 ACCESSION NUMBER: 0001526767-11-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110809 DATE AS OF CHANGE: 20110809 EFFECTIVENESS DATE: 20110809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPHAGEN OCTANIS FUND LTD CENTRAL INDEX KEY: 0001439855 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-120183 FILM NUMBER: 111020531 BUSINESS ADDRESS: STREET 1: P.O. BOX 513 GT STREET 2: STRATHVALE HOUSE, NORTH CHURCH ST CITY: GEORGE TOWN STATE: XX ZIP: CAYMAN BUSINESS PHONE: 345-914-7552 MAIL ADDRESS: STREET 1: P.O. BOX 513 GT STREET 2: STRATHVALE HOUSE, NORTH CHURCH ST CITY: GEORGE TOWN STATE: XX ZIP: CAYMAN D/A 1 primary_doc.xml X0704 D/A LIVE 0001439855 ALPHAGEN OCTANIS FUND LTD Box 513, HSBC House, 68 West Bay Road GEORGE TOWN E9 CAYMAN ISLANDS KY1-1106 345-914-7552 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Robert Bovet 1115 Vullierens Vaud V8 SWITZERLAND 00000 Director Arno Kitts Henderson Global Investors 201 Bishopsgate London X0 UNITED KINGDOM EC2M 3AE Director Neil Honebon Ely House, 37 Dover Street London X0 UNITED KINGDOM WIS 4NJ Director Hugh Ward Sunset Lodge, La Rue de Haut St. Brelade XX Unknown Jersey Director Kenneth Lubbock 535 West 110th Street New York NY NEW YORK 10025 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001439855-10-000005 2005-03-01 true true true false 100000 John A. Early 2726671 Gartmore Dirtribution Services, Inc. 143032 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false Martin J. Phipps 5267004 Gartmore Distribution Services, Inc. 143032 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false Corinne T. Lambert 2348439 Gartmore Distribution Services, Inc. 143032 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 RI RHODE ISLAND SC SOUTH CAROLINA NY NEW YORK NC NORTH CAROLINA VA VIRGINIA LA LOUISIANA NH NEW HAMPSHIRE GA GEORGIA DC DISTRICT OF COLUMBIA MT MONTANA CO COLORADO WI WISCONSIN OH OHIO OK OKLAHOMA NV NEVADA MN MINNESOTA NE NEBRASKA MD MARYLAND MI MICHIGAN TX TEXAS KY KENTUCKY WA WASHINGTON VT VERMONT AZ ARIZONA IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS MS MISSISSIPPI DE DELAWARE WV WEST VIRGINIA CA CALIFORNIA UT UTAH WY WYOMING HI HAWAII ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS FL FLORIDA CT CONNECTICUT KS KANSAS NJ NEW JERSEY SD SOUTH DAKOTA AK ALASKA MO MISSOURI IA IOWA ID IDAHO false James P. MacMillan 1609239 Gartmore Distribution Services, Inc. 143032 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false Nationwide Fund Distributors LLC 25910 Nationwide Fund Distributors LLC 25910 1000 Continental Drive Suite 400 King of Prussia PA PENNSYLVANIA 19406 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA PR PUERTO RICO IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. 101640 HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. 101640 737 N. MICHIGAN AVE. SUITE 1700 CHICAGO IL ILLINOIS 60611 SC SOUTH CAROLINA VA VIRGINIA LA LOUISIANA GA GEORGIA DC DISTRICT OF COLUMBIA OH OHIO MN MINNESOTA KY KENTUCKY WA WASHINGTON IL ILLINOIS OR OREGON NM NEW MEXICO MA MASSACHUSETTS DE DELAWARE MS MISSISSIPPI WV WEST VIRGINIA HI HAWAII FL FLORIDA KS KANSAS SD SOUTH DAKOTA AK ALASKA TN TENNESSEE ID IDAHO RI RHODE ISLAND NY NEW YORK NC NORTH CAROLINA NH NEW HAMPSHIRE MT MONTANA WI WISCONSIN CO COLORADO OK OKLAHOMA NE NEBRASKA NV NEVADA MI MICHIGAN MD MARYLAND TX TEXAS VT VERMONT AZ ARIZONA IN INDIANA AL ALABAMA CA CALIFORNIA UT UTAH WY WYOMING ND NORTH DAKOTA PA PENNSYLVANIA AR ARKANSAS CT CONNECTICUT NJ NEW JERSEY ME MAINE MO MISSOURI IA IOWA false Indefinite 76448389 Indefinite false 112 2000000 true 0 The Issuer's Investment Manager compensates the placement agents, which may include a portion of the Investment Manager's management fee while the investor remains invested. This estimate is based on the expected fees over the life of the offering. 0 false ALPHAGEN OCTANIS FUND LTD Arno Kitts Arno Kitts Director 2011-08-09