0001570585-24-000064.txt : 20240304 0001570585-24-000064.hdr.sgml : 20240304 20240304172939 ACCESSION NUMBER: 0001570585-24-000064 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230425 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLE ANDREW CENTRAL INDEX KEY: 0001439731 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35961 FILM NUMBER: 24716280 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 1550 WEWATTA STREET STE 1000 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global Ltd. CENTRAL INDEX KEY: 0001570585 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] ORGANIZATION NAME: 06 Technology IRS NUMBER: 981750381 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE, STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 1550 WEWATTA ST, STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global plc DATE OF NAME CHANGE: 20130607 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global Corp Ltd DATE OF NAME CHANGE: 20130227 FORMER COMPANY: FORMER CONFORMED NAME: Lynx Europe Ltd. DATE OF NAME CHANGE: 20130226 4/A 1 wk-form4a_1709591350.xml FORM 4/A X0508 4/A 2023-04-25 2023-04-27 0 0001570585 Liberty Global Ltd. LBTY 0001439731 COLE ANDREW 1550 WEWATTA STREET, STE 1000 DENVER CO 80202 1 0 0 0 0 Share Option A (right to buy) 30.47 2023-04-25 4 D 0 2920 D 2026-06-16 Class A Common Shares 2920 0 D Share Option A (right to buy) 30.47 2023-04-25 4 A 0 2920 A 2026-06-16 Class A Common Shares 2920 2920 D Share Option A (right to buy) 28.83 2023-04-25 4 D 0 3575 D 2027-06-21 Class A Common Shares 3575 0 D Share Option A (right to buy) 28.83 2023-04-25 4 A 0 3575 A 2027-06-21 Class A Common Shares 3575 3575 D Share Option A (right to buy) 30.14 2023-04-25 4 D 0 4412 D 2028-06-12 Class A Common Shares 4412 0 D Share Option A (right to buy) 30.14 2023-04-25 4 A 0 4412 A 2028-06-12 Class A Common Shares 4412 4412 D Share Option C (right to buy) 29.64 2023-04-25 4 D 0 5840 D 2026-06-16 Class C Common Shares 5840 0 D Share Option C (right to buy) 29.64 2023-04-25 4 A 0 5840 A 2026-06-16 Class C Common Shares 5840 5840 D Share Option C (right to buy) 27.85 2023-04-25 4 D 0 7150 D 2027-06-21 Class C Common Shares 7150 0 D Share Option C (right to buy) 27.85 2023-04-25 4 A 0 7150 A 2027-06-21 Class C Common Shares 7150 7150 D Share Option C (right to buy) 29.07 2023-04-25 4 D 0 8823 D 2028-06-12 Class C Common Shares 8823 0 D Share Option C (right to buy) 29.07 2023-04-25 4 A 0 8823 A 2028-06-12 Class C Common Shares 8823 8823 D The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. This amendment is being filed solely to amend the number of derivative securities with respect to these transactions because the Form 4 filed by the Reporting Person on April 27, 2023 inadvertently did not reflect that on May 23, 2021, the Reporting Person became obligated to transfer half his share options (which for the purposes of the derivative securities reported here are: 2,920 Share Option A expiring on June 16, 2026; 3,575 Share Option A expiring on June 21, 2027; 3,529 Share Option A expiring on June 12, 2028; 5,840 Share Option C expiring on June 16, 2026; 7,150 Share Option C expiring on June 21, 2027; and 7,059 Share Option C expiring on June 12, 2028) to his ex-spouse pursuant to a domestic relations order. Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK. On November 24, 2023, the Issuer became the successor issuer of Liberty Global Holdings Limited (formerly Liberty Global plc, a company incorporated under the laws of England and Wales) pursuant to Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended. On such date the Issuer completed a series of transactions, including a redomiciliation, pursuant to a statutory scheme of arrangement under English law, as a result of which Class A, B and C ordinary shares of Liberty Global plc were exchanged for Class A, B and C common shares of the Issuer on a one-for one basis. /s/ Cory Smith, Attorney-in-Fact 2024-03-04