0001193125-24-145965.txt : 20240523 0001193125-24-145965.hdr.sgml : 20240523 20240523161006 ACCESSION NUMBER: 0001193125-24-145965 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20240521 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BIODESIX INC CENTRAL INDEX KEY: 0001439725 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 203986492 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39659 FILM NUMBER: 24978280 BUSINESS ADDRESS: STREET 1: 2970 WILDERNESS PLACE STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-417-0500 MAIL ADDRESS: STREET 1: 2970 WILDERNESS PLACE STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 8-K 1 d832577d8k.htm 8-K 8-K
BIODESIX INC false 0001439725 0001439725 2024-05-21 2024-05-21

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

May 21, 2024

Date of Report (Date of earliest event reported)

 

 

Biodesix, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-39659   20-3986492
(State or other jurisdiction
of incorporation)
 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

919 West Dillon Rd.
Louisville, Colorado
  80027
(Address of Principal Executive Office)   (Zip Code)

Registrant’s telephone number, including area code: (303) 417-0500

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange

on which registered

Common Stock, par value of $0.001 per share   BDSX   The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 


Item 5.07.

Submission of Matters to a Vote of Security Holders.

Biodesix, Inc. (the “Company”) held its 2024 annual meeting of stockholders (the “Annual Meeting”) on May 21, 2024. At the Annual Meeting, the Company’s stockholders voted on: (i) the election of three Class I director nominees to serve until the 2027 annual meeting of stockholders and until their respective successors are duly elected and qualify, (ii) the ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2024, (iii) the approval, for purposes of complying with Nasdaq Listing Rule 5635(d), of the conversion of the Company’s Series A Non-Voting Convertible Preferred Stock, par value $0.001 per share (“Series A Preferred Stock”) into shares of the Company’s common stock, par value $0.001 per share (“Common Stock”), and (iv) the approval, for purposes of complying with Nasdaq Listing Rule 5635(c), of the issuance of the Company’s Series A Preferred Stock to certain of the Company’s directors and officers and any shares of the Company’s common stock issuable upon the conversion thereof.

As of March 25, 2024, the record date for the Annual Meeting, there were 97,159,448 shares of the Company’s common stock issued and outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, all director nominees were elected, the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2024 was ratified, the conversion of Series A Preferred Stock into Common Stock was approved and the issuance of Series A Preferred Stock to certain of the Company’s directors and officers and any shares of Common Stock issuable upon conversion thereof was approved. Set forth below are the final voting results for the proposals submitted to a vote of the Company’s stockholders at the Annual Meeting.

 

  1.

At the Annual Meeting, the Company’s stockholders elected, by the vote indicated below, the following three persons as the Class I directors of the Company, each to serve until the 2027 annual meeting of stockholders and until their respective successors are duly elected and qualify:

 

Name

   Votes For      Votes Against      Abstentions      Broker Non-Votes  

Jon Faiz Kayyem, Ph.D.

     80,125,512        0        2,664,083        6,342,889  

Scott Hutton

     80,485,516        0        2,304,079        6,342,889  

John Patience

     79,493,967        0        3,295,628        6,342,889  

 

  2.

At the Annual Meeting, the stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2024, by the vote indicated below:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

88,308,190   167,344   656,950   0

 

  3.

At the Annual Meeting, the stockholders approved, for purposes of complying with Nasdaq Listing Rule 5635(d), the conversion of the Company’s Series A Preferred Stock into shares of the Company’s Common Stock by the vote indicated below:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

82,358,525   425,285   5,785   6,342,889

 

  4.

At the Annual Meeting, the stockholders approved, for purposes of complying with Nasdaq Listing Rule 5635(c), the issuance of the Company’s Series A Preferred Stock to certain of the Company’s directors and officers and any shares of the Company’s Common Stock issuable upon the conversion thereof by the vote indicated below:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

82,338,086   437,183   14,326   6,342,889


Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit
No.

  

Description

104    Cover Page Interactive File (the cover page tags are embedded within the Inline XBRL document).


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    BIODESIX, INC.
Dated: May 23, 2024     By:  

/s/ Robin Harper Cowie

        Name:   Robin Harper Cowie
        Title:   Chief Financial Officer
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