0000950103-19-018102.txt : 20191231 0000950103-19-018102.hdr.sgml : 20191231 20191231160208 ACCESSION NUMBER: 0000950103-19-018102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191230 FILED AS OF DATE: 20191231 DATE AS OF CHANGE: 20191231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maritz Paul CENTRAL INDEX KEY: 0001439714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38460 FILM NUMBER: 191319490 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVE. CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Software, Inc. CENTRAL INDEX KEY: 0001574135 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943094578 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, 5TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (415) 777-4868 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, 5TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: GoPivotal, Inc. DATE OF NAME CHANGE: 20130410 4 1 dp118344_4-maritz.xml FORM 4 X0306 4 2019-12-30 1 0001574135 Pivotal Software, Inc. PVTL 0001439714 Maritz Paul C/O PIVOTAL SOFTWARE, INC. 875 HOWARD STREET, FIFTH FLOOR SAN FRANCISCO CA 94103 1 0 0 0 Class A Common Stock 2019-12-30 4 D 0 13334 D 10900 D Class A Common Stock 2019-12-30 4 D 0 10900 D 0 D Stock Options (Right to Buy) 5.06 2019-12-30 4 D 0 500000 9.94 D 2023-06-28 Class A Common Stock 500000 0 D Stock Options (Right to Buy) 6.78 2019-12-30 4 D 0 500000 8.22 D 2025-05-13 Class A Common Stock 500000 0 D On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement"). Disposed of pursuant to the Merger Agreement under which each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Class A common stock") issued and outstanding was converted into the right to receive $15 in cash, without interest (the "Merger Consideration"). Disposed of pursuant to the Merger Agreement under which each restricted stock unit ("RSU") with respect to Class A common stock outstanding and held by a non-employee director (whether vested or unvested) was canceled in exchange for a cash payment representing the number of shares of Class A common stock underlying such RSU multiplied by the Merger Consideration. This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by difference between the Merger Consideration and the option exercise price. /s/ Jane Jue by Jane Jue, attorney-in-fact for Paul Maritz 2019-12-31