0000927089-18-000157.txt : 20180403 0000927089-18-000157.hdr.sgml : 20180403 20180403092731 ACCESSION NUMBER: 0000927089-18-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180401 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baggett Brian P CENTRAL INDEX KEY: 0001439617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54280 FILM NUMBER: 18731529 MAIL ADDRESS: STREET 1: C/O SUNSHINE FINANCIAL INC STREET 2: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunshine Financial, Inc. CENTRAL INDEX KEY: 0001500837 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 364678532 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 BUSINESS PHONE: 850-219-7301 MAIL ADDRESS: STREET 1: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Financial Inc DATE OF NAME CHANGE: 20100907 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-04-01 1 0001500837 Sunshine Financial, Inc. SSNF 0001439617 Baggett Brian P SUNSHINE FINANCIAL, INC. 1400 EAST PARK AVENUE TALLAHASSEE FL 32301 1 1 0 0 EVP, CLO Common Stock 2018-04-01 4 D 0 3944 D 0 D Common Stock 2018-04-01 4 D 0 4960 D 0 I Held by ESOP Common Stock 2018-04-01 4 D 0 4906 D 0 I Held in 401(k) Plan Stock Option (Right to Buy) 10.75 2018-04-01 4 D 0 10000 27.00 D 2017-12-10 2022-12-10 Common Stock 10000 0 D Disposed of pursuant to a merger agreement with The First Bancshares, Inc. ("FBMS"), with each share being exchanged, at the option of the shareholder, for either (i) $27.00 in cash, or (ii) 0.93 of a share of FBMS common stock with a market value of $32.25 as of the effective time of the merger, provided that the total mix of cash consideration and stock consideration to be issued by FBMS to holders of Sunshine common stock is fixed at 75% stock and 25% cash. This option was canceled in the merger in exchange for a cash payment of $162,500, representing the difference between the exercise price and the $27.00 cash merger consideration, less applicable with withholding taxes. /s/ Brian P. Baggett 2018-04-02