0000927089-17-000453.txt : 20171130 0000927089-17-000453.hdr.sgml : 20171130 20171130115416 ACCESSION NUMBER: 0000927089-17-000453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171130 DATE AS OF CHANGE: 20171130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baggett Brian P CENTRAL INDEX KEY: 0001439617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54280 FILM NUMBER: 171230474 MAIL ADDRESS: STREET 1: C/O SUNSHINE FINANCIAL INC STREET 2: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunshine Financial, Inc. CENTRAL INDEX KEY: 0001500837 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 364678532 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 BUSINESS PHONE: 850-219-7301 MAIL ADDRESS: STREET 1: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Financial Inc DATE OF NAME CHANGE: 20100907 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-28 0001500837 Sunshine Financial, Inc. SSNF 0001439617 Baggett Brian P SUNSHINE FINANCIAL, INC. 1400 EAST PARK AVENUE TALLAHASSEE FL 32301 1 1 0 0 EVP, CLO Common Stock 2017-11-28 4 F 0 264 22.36 D 3944 D Common Stock 4304 I Held by ESOP Common Stock 4534 I Held in 401(k) Plan Stock Option (Right to Buy) 10.75 2022-12-10 2022-12-10 Common Stock 10000 10000 D Represents shares withheld to satisfy tax obligations in connection with vesting of restricted stock. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. Shares of Company common stock are not directly allocated to 401(k) plan participants, but instead are held in a unitized fund that consists of cash and Company common stock in amounts that vary from time to time. The shares reported above represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Company's 401(k) plan. These shares were previously reported by the reporting person as directly owned. /s/ Brian P. Baggett 2017-11-29