0001439288-19-000043.txt : 20190515 0001439288-19-000043.hdr.sgml : 20190515 20190515181746 ACCESSION NUMBER: 0001439288-19-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190513 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON MARK W CENTRAL INDEX KEY: 0001535684 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 19830055 MAIL ADDRESS: STREET 1: 4701 WEST GREENFIELD AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rexnord Corp CENTRAL INDEX KEY: 0001439288 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 205197013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 511 WEST FRESHWATER WAY CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-643-3000 MAIL ADDRESS: STREET 1: 511 WEST FRESHWATER WAY CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: Rexnord Holdings, Inc DATE OF NAME CHANGE: 20080707 4 1 wf-form4_155795865109882.xml FORM 4 X0306 4 2019-05-13 0 0001439288 Rexnord Corp RXN 0001535684 PETERSON MARK W 511 W. FRESHWATER WAY MILWAUKEE WI 53204 0 1 0 0 SVP & Chief Financial Officer Common Stock 2019-05-13 4 A 0 15637 A 35948 D Common Stock 2019-05-13 4 A 0 17933 A 53881 D Common Stock 2019-05-14 4 S 0 7305 27.5923 D 46576 D Common Stock 3419 I By 401(k) Plan Stock Option (right to buy) 4.804 2019-07-30 Common Stock 5620.0 5620 D Stock Option (right to buy) 8.888 2020-07-29 Common Stock 7284.0 7284 D Stock Option (right to buy) 18.737 2021-12-29 Common Stock 83254.0 83254 D Stock Option (right to buy) 22.03 2022-05-11 Common Stock 225000.0 225000 D Stock Option (right to buy) 25.77 2025-05-22 Common Stock 75574.0 75574 D Stock Option (right to buy) 19.7 2017-05-20 2026-05-20 Common Stock 98284.0 98284 D Stock Option (right to buy) 23.13 2018-05-19 2027-05-19 Common Stock 58642.0 58642 D Stock Option (right to buy) 28.91 2019-05-25 2028-05-25 Common Stock 22994.0 22994 D Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment. Based on Rexnord Corporation's performance during the three-year performance period (fiscal 2017-fiscal 2019), performance stock units ("PSUs") vested. Shares were sold to satisfy tax withholding obligations in connection with the vesting of PSUs. This transaction was executed in multiple trades at prices ranging from $26.93 to $27.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Based on information from the trustee of the 401(k) Plan. Option fully vested. The original option vests in three annual installments beginning on the date listed above. /s/ Jeffrey J. LaValle under Power of Attorney for Mark W. Peterson 2019-05-15