0001439288-19-000043.txt : 20190515
0001439288-19-000043.hdr.sgml : 20190515
20190515181746
ACCESSION NUMBER: 0001439288-19-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190513
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETERSON MARK W
CENTRAL INDEX KEY: 0001535684
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35475
FILM NUMBER: 19830055
MAIL ADDRESS:
STREET 1: 4701 WEST GREENFIELD AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rexnord Corp
CENTRAL INDEX KEY: 0001439288
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 205197013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 511 WEST FRESHWATER WAY
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-643-3000
MAIL ADDRESS:
STREET 1: 511 WEST FRESHWATER WAY
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: Rexnord Holdings, Inc
DATE OF NAME CHANGE: 20080707
4
1
wf-form4_155795865109882.xml
FORM 4
X0306
4
2019-05-13
0
0001439288
Rexnord Corp
RXN
0001535684
PETERSON MARK W
511 W. FRESHWATER WAY
MILWAUKEE
WI
53204
0
1
0
0
SVP & Chief Financial Officer
Common Stock
2019-05-13
4
A
0
15637
A
35948
D
Common Stock
2019-05-13
4
A
0
17933
A
53881
D
Common Stock
2019-05-14
4
S
0
7305
27.5923
D
46576
D
Common Stock
3419
I
By 401(k) Plan
Stock Option (right to buy)
4.804
2019-07-30
Common Stock
5620.0
5620
D
Stock Option (right to buy)
8.888
2020-07-29
Common Stock
7284.0
7284
D
Stock Option (right to buy)
18.737
2021-12-29
Common Stock
83254.0
83254
D
Stock Option (right to buy)
22.03
2022-05-11
Common Stock
225000.0
225000
D
Stock Option (right to buy)
25.77
2025-05-22
Common Stock
75574.0
75574
D
Stock Option (right to buy)
19.7
2017-05-20
2026-05-20
Common Stock
98284.0
98284
D
Stock Option (right to buy)
23.13
2018-05-19
2027-05-19
Common Stock
58642.0
58642
D
Stock Option (right to buy)
28.91
2019-05-25
2028-05-25
Common Stock
22994.0
22994
D
Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.
Based on Rexnord Corporation's performance during the three-year performance period (fiscal 2017-fiscal 2019), performance stock units ("PSUs") vested.
Shares were sold to satisfy tax withholding obligations in connection with the vesting of PSUs.
This transaction was executed in multiple trades at prices ranging from $26.93 to $27.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Based on information from the trustee of the 401(k) Plan.
Option fully vested.
The original option vests in three annual installments beginning on the date listed above.
/s/ Jeffrey J. LaValle under Power of Attorney for Mark W. Peterson
2019-05-15