0001439288-18-000030.txt : 20180524 0001439288-18-000030.hdr.sgml : 20180524 20180524194349 ACCESSION NUMBER: 0001439288-18-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180522 FILED AS OF DATE: 20180524 DATE AS OF CHANGE: 20180524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON MARK W CENTRAL INDEX KEY: 0001535684 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 18859369 MAIL ADDRESS: STREET 1: 4701 WEST GREENFIELD AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rexnord Corp CENTRAL INDEX KEY: 0001439288 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 205197013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 247 FRESHWATER WAY STREET 2: SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-643-3000 MAIL ADDRESS: STREET 1: 247 FRESHWATER WAY STREET 2: SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: Rexnord Holdings, Inc DATE OF NAME CHANGE: 20080707 4 1 wf-form4_152720541442460.xml FORM 4 X0306 4 2018-05-22 0 0001439288 Rexnord Corp RXN 0001535684 PETERSON MARK W 4701 WEST GREENFIELD AVENUE MILWAUKEE WI 53214 0 1 0 0 SVP & Chief Financial Officer Common Stock 2018-05-22 4 M 0 9314 A 14854 D Common Stock 2018-05-22 4 F 0 2975 28.94 D 11879 D Common Stock 3392 I By 401(k) Plan Performance Stock Units 2018-05-22 4 A 0 914 A Common Stock 914.0 9314 D Performance Stock Units 2018-05-22 4 M 0 9314 D Common Stock 9314.0 0 D Stock Option (right to buy) 4.804 2019-07-30 Common Stock 5620.0 5620 D Stock Option (right to buy) 8.888 2020-07-29 Common Stock 7284.0 7284 D Stock Option (right to buy) 18.737 2021-12-29 Common Stock 83254.0 83254 D Stock Option (right to buy) 22.03 2022-05-11 Common Stock 225000.0 225000 D Stock Option (right to buy) 25.77 2025-05-22 Common Stock 75574.0 75574 D Stock Option (right to buy) 19.7 2017-05-20 2026-05-20 Common Stock 98284.0 98284 D Stock Option (right to buy) 23.13 2018-05-19 2027-05-19 Common Stock 58642.0 58642 D Based on Rexnord Corporation's performance during the three-year performance period (fiscal 2016-fiscal 2018), the performance stock units ("PSUs") vested at the level indicated above (the Reporting Person had the opportunity to earn up to 200% of the number originally reported, as previously disclosed). Shares were withheld to satisfy tax withholding obligations in connection with the vesting of PSUs. Based on information from the trustee of the 401(k) Plan. Option fully vested. The original option vests in three annual installments beginning on the date listed above. /s/ Jeffrey J. LaValle under Power of Attorney for Mark W. Peterson 2018-05-24