0001209191-16-105806.txt : 20160303 0001209191-16-105806.hdr.sgml : 20160303 20160303202148 ACCESSION NUMBER: 0001209191-16-105806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otonomy, Inc. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 242-5200 MAIL ADDRESS: STREET 1: 6275 NANCY RIDGE DRIVE STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LeBel Carl CENTRAL INDEX KEY: 0001439275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 161483360 MAIL ADDRESS: STREET 1: 23256 MARIPOSA DE ORO CITY: MALIBU STATE: CA ZIP: 90265 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-01 0 0001493566 Otonomy, Inc. OTIC 0001439275 LeBel Carl C/O OTONOMY, INC. 6275 NANCY RIDGE DRIVE, SUITE 100 SAN DIEGO CA 92121 0 1 0 0 Chief Scientific Officer Employee Stock Option (right to buy) 14.44 2016-03-01 4 A 0 35000 0.00 A 2026-03-01 Common Stock 35000 35000 D One-fourth (1/4) of the shares subject to the option vest on March 1, 2017 and one forty-eighth (1/48) of the shares vest monthly thereafter. In addition to the option to purchase 35,000 shares of common stock as set forth on Table II, the Reporting Person currently holds options to purchase up to an aggregate of 302,121 shares of common stock, which options vest according to their terms. /s/ Eric J. Loumeau, by power of attorney 2016-03-03