Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | primary_doc.html | 1-A | ||
| 1 | primary_doc.xml | 1-A | 15615 | |
| 2 | AMENDED AND RESTATED CERTIFICATE OF INCORPORATION | a69629_exhibit2-1.htm | EX1A-2A CHARTER | 187935 |
| 3 | SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION | a69629_exhibit2-2.htm | EX1A-2A CHARTER | 44159 |
| 4 | BYLAWS OF THE ISSUER | a69629_exhibit2-3.htm | EX1A-2B BYLAWS | 92552 |
| 5 | AMENDED AND RESTATED BYLAWS | a69629_exhibit2-4.htm | EX1A-2B BYLAWS | 141581 |
| 6 | THIRD AMENDED AND RESTATED INVESTORS RIGHTS AGREEMENT | a69629_exhibit3-1.htm | EX1A-3 HLDRS RTS | 265938 |
| 7 | FORM OF DEMAND PROMISSORY NOTE ISSUED TO CROSSCART LLC | a69629_exhibit3-2.htm | EX1A-3 HLDRS RTS | 97717 |
| 8 | FORM OF CONVERTIBLE PROMISSORY NOTE | a69629_exhibit3-3.htm | EX1A-3 HLDRS RTS | 47639 |
| 9 | LINE OF CREDIT NOTE ISSUED TO CROSSCART LLC | a69629_exhibit3-4.htm | EX1A-3 HLDRS RTS | 29414 |
| 10 | FORM OF WARRANT TO PURCHASE PREFERRED STOCK OF THE COMPANY | a69629_exhibit3-5.htm | EX1A-3 HLDRS RTS | 75479 |
| 11 | FORM OF WARRANT TO PURCHASE COMMON STOCK OF THE COMPANY | a69629_exhibit3-6.htm | EX1A-3 HLDRS RTS | 71143 |
| 12 | LICENSE AGREEMENT | a69629_exhibit6-1.htm | EX1A-6 MAT CTRCT | 132041 |
| 13 | LETTER AGREEMENT | a69629_exhibit6-2.htm | EX1A-6 MAT CTRCT | 32430 |
| 14 | APERION MANAGEMENT RETENTION PLAN | a69629_exhibit6-3.htm | EX1A-6 MAT CTRCT | 62901 |
| 15 | APERION AMENDED AND RESTATED MANAGEMENT RETENTION PLAN | a69629_exhibit6-4.htm | EX1A-6 MAT CTRCT | 40011 |
| 16 | LEASE AGREEMENT | a69629_exhibit6-5.htm | EX1A-6 MAT CTRCT | 412826 |
| 17 | INDEPENDENT CONSULTANT AGREEMENT | a69629_exhibit6-6.htm | EX1A-6 MAT CTRCT | 42707 |
| 18 | 2008 STOCK OPTION/STOCK ISSUANCE PLAN | a69629_exhibit6-7.htm | EX1A-6 MAT CTRCT | 132799 |
| 19 | CONSENT OF MARCUM LLP | a69629_exhibit11-1.htm | EX1A-11 CONSENT | 2937 |
| 20 | TESTING THE WATER MATERIALS | a69629_exhibit13-1.htm | EX1A-13 TST WTRS | 60741 |
| 21 | a69629_a1.htm | PART II AND III | 500965 | |
| 22 | image0.jpg | GRAPHIC | 114670 | |
| 23 | image1.jpg | GRAPHIC | 13774 | |
| 24 | image2.jpg | GRAPHIC | 257460 | |
| 25 | image3.jpg | GRAPHIC | 147826 | |
| 26 | image4.jpg | GRAPHIC | 34164 | |
| 27 | image5.jpg | GRAPHIC | 6464 | |
| 28 | image6.jpg | GRAPHIC | 28921 | |
| 29 | image7.jpg | GRAPHIC | 33244 | |
| 30 | image8.jpg | GRAPHIC | 52816 | |
| 31 | image9.jpg | GRAPHIC | 62931 | |
| 32 | image10.jpg | GRAPHIC | 951842 | |
| 33 | image11.jpg | GRAPHIC | 58573 | |
| 34 | image99.jpg | GRAPHIC | 35168 | |
| 35 | lease1.jpg | GRAPHIC | 38745 | |
| 36 | lease2.jpg | GRAPHIC | 65609 | |
| 37 | lease3.jpg | GRAPHIC | 82733 | |
| 38 | lease4.jpg | GRAPHIC | 45276 | |
| 39 | powerpointslide1.jpg | GRAPHIC | 63955 | |
| 40 | powerpointslide2.jpg | GRAPHIC | 306865 | |
| 41 | powerpointslide3.jpg | GRAPHIC | 178133 | |
| 42 | powerpointslide4.jpg | GRAPHIC | 124046 | |
| 43 | powerpointslide5.jpg | GRAPHIC | 128967 | |
| 44 | powerpointslide6.jpg | GRAPHIC | 102933 | |
| 45 | powerpointslide7.jpg | GRAPHIC | 154152 | |
| 46 | powerpointslide8.jpg | GRAPHIC | 131001 | |
| 47 | powerpointslide9.jpg | GRAPHIC | 143544 | |
| 48 | powerpointslide10.jpg | GRAPHIC | 53261 | |
| 49 | powerpointslide11.jpg | GRAPHIC | 108517 | |
| 50 | powerpointslide12.jpg | GRAPHIC | 151054 | |
| 51 | powerpointslide13.jpg | GRAPHIC | 139416 | |
| 52 | powerpointslide14.jpg | GRAPHIC | 141348 | |
| 53 | powerpointslide15.jpg | GRAPHIC | 151506 | |
| 54 | powerpointslide16.jpg | GRAPHIC | 45687 | |
| 55 | powerpointslide17.jpg | GRAPHIC | 166583 | |
| 56 | powerpointslide18.jpg | GRAPHIC | 164156 | |
| 57 | powerpointslide19.jpg | GRAPHIC | 137435 | |
| 58 | powerpointslide20.jpg | GRAPHIC | 205506 | |
| 59 | powerpointslide21.jpg | GRAPHIC | 100147 | |
| 60 | powerpointslide22.jpg | GRAPHIC | 82298 | |
| 61 | powerpointslide23.jpg | GRAPHIC | 123641 | |
| 62 | powerpointslide24.jpg | GRAPHIC | 133465 | |
| 63 | powerpointslide25.jpg | GRAPHIC | 36923 | |
| 64 | powerpointslide26.jpg | GRAPHIC | 148433 | |
| 65 | powerpointslide27.jpg | GRAPHIC | 151406 | |
| 66 | powerpointslide28.jpg | GRAPHIC | 38028 | |
| 67 | powerpointslide29.jpg | GRAPHIC | 148988 | |
| 68 | powerpointslide30.jpg | GRAPHIC | 32843 | |
| 69 | powerpointslide31.jpg | GRAPHIC | 150965 | |
| 70 | powerpointslide32.jpg | GRAPHIC | 86776 | |
| 71 | powerpointslide33.jpg | GRAPHIC | 189378 | |
| 72 | powerpointslide34.jpg | GRAPHIC | 41169 | |
| 73 | powerpointslide35.jpg | GRAPHIC | 30800 | |
| 74 | powerpointslide36.jpg | GRAPHIC | 119875 | |
| 75 | powerpointslide37.jpg | GRAPHIC | 121165 | |
| 76 | powerpointslide38.jpg | GRAPHIC | 153318 | |
| 77 | powerpointslide39.jpg | GRAPHIC | 126691 | |
| 78 | a69629_partsiiandiii.htm | PART II AND III | 1698110 | |
| Complete submission text file | 0000929638-15-000747.txt | 13620376 |
IRS No.: 943254618 | Fiscal Year End: 1231
Type: 1-A | Act: 33 | File No.: 024-10482 | Film No.: 151117910
