<SEC-DOCUMENT>0000930413-14-000288.txt : 20140123
<SEC-HEADER>0000930413-14-000288.hdr.sgml : 20140123
<ACCEPTANCE-DATETIME>20140123172155
ACCESSION NUMBER: 0000930413-14-000288
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140123
DATE AS OF CHANGE: 20140123
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Sungy Mobile Ltd
CENTRAL INDEX KEY: 0001584133
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-87724
FILM NUMBER: 14543815
BUSINESS ADDRESS:
STREET 1: FLOOR 17, TOWER A,
STREET 2: NO. 33 ZHONGSHAN 3RD ROAD
CITY: GUANG ZHOU
STATE: F4
ZIP: 510055
BUSINESS PHONE: 00862066815066
MAIL ADDRESS:
STREET 1: FLOOR 17, TOWER A,
STREET 2: NO. 33 ZHONGSHAN 3RD ROAD
CITY: GUANG ZHOU
STATE: F4
ZIP: 510055
FORMER COMPANY:
FORMER CONFORMED NAME: GODV Technology Ltd
DATE OF NAME CHANGE: 20130926
FORMER COMPANY:
FORMER CONFORMED NAME: Sungy Data Ltd.
DATE OF NAME CHANGE: 20130819
FORMER COMPANY:
FORMER CONFORMED NAME: GO Mobile Inc.
DATE OF NAME CHANGE: 20130808
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: GAM Holding AG
CENTRAL INDEX KEY: 0001438848
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: KLAUSTRASSE 10
CITY: ZURICH
STATE: V8
ZIP: 999999999
BUSINESS PHONE: 212-407-4600
MAIL ADDRESS:
STREET 1: C/O GAM USA INC
STREET 2: ONE ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: GAM Holding Ltd.
DATE OF NAME CHANGE: 20091001
FORMER COMPANY:
FORMER CONFORMED NAME: Julius Baer Holding Ltd.
DATE OF NAME CHANGE: 20080627
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13G/A
<SEQUENCE>1
<FILENAME>c76242_sc13ga.txt
<TEXT>
SEC 1745 Potential persons who are to respond to the collection of
(02-02) information contained in this form are not required to respond
unless the form displays a currently valid OMB control number.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No: 1)*
Sungy Mobile Ltd
--------------------------------------------------------------------------------
(Name of Issuer)
ADR (REPRESENTING CLASS A ORDINARY SHARES)
--------------------------------------------------------------------------------
(Title of Class of Securities)
86737M100
--------------------------------------------------------------------------------
(CUSIP Number)
January 13, 2014
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1
<PAGE>
CUSIP No. 86737M100
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
GAM Holding AG
-------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) .............................................................
(b) .............................................................
3. SEC Use Only
4. Citizenship or Place of Organization
Switzerland
-----------
Number of 5. Sole Voting Power
Shares 3,468,000 Class A Shares
Beneficially (held via 578,000 ADR shares)
Owned by 6. Shared Voting Power
Each Reporting
Person With* ----------
7. Sole Dispositive Power
3,468,000 Class A Shares
(held via 578,000 ADR shares)
8. Shared Dispositive Power
---------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,468,000 Class A Shares (held via 578,000 ADR shares)
------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
11. Percent of Class Represented by Amount in Row (9)
5.88% (based on the total of 58,995,186 Class A Shares outstanding)
---------
12. Type of Reporting Person (See Instructions) HC
----
*GAM Holding AG disclaims beneficial ownership of such securities.
Item 1.
(a) Name of Issuer Sungy Mobile Ltd
-----------------
(b) Address of Issuer's Principal Executive Offices
Floor 17, Tower A, China International Center,
No. 33 Zhongshan 3rd Road, Yuexiu District, Guangzhou 510055,
People's Republic of China
Page 2
<PAGE>
Item 2.
(a) Name of Person Filing
GAM Holding AG
--------------
Address of Principal Business Office or, if none, Residence
(b) Klaustrasse 10, 8008 Zurich, Switzerland
----------------------------------------
(c) Citizenship
Switzerland
------------
(d) Title of Class of Securities
ADR (REPRESENTING CLASS A ORDINARY SHARES)
--------------
(e) CUSIP Number
86737M100
----------
Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
[ ] (a) Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
[ ] (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
[ ] (c) Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
[ ] (d) Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).
[ ] (e) An investment adviser in accordance
withss.240.13d-1(b)(1)(ii)(E);
[ ] (f) An employee benefit plan or endowment fund in accordance
withss.240.13d-1(b)(1)(ii)(F);
[X] (g) A parent holding company or control person in accordance
withss.240.13d-1(b)(1)(ii)(G);
[ ] (h) A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
[ ] (i) A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
[ ] (j) Group, in accordance withss.240.13d-1(b)(1)(ii)(J).
Page 3
<PAGE>
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: 3,468,000 Class A Shares
(held via 578,000 ADR shares)
---------
(b) Percent of class: 5.88%
The percentage used herein was calculated based on the total of
58,995,186 Class A Shares
-----
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote 3,468,000 Class A
Shares (held via 578,000 ADR shares)
-------------
(ii) Shared power to vote or to direct the vote
-------------
(iii) Sole power to dispose or to direct the 3,468,000
Class A Shares (held via 578,000 ADR shares)
-------------
(iv) Shared power to dispose or to direct the
disposition of
-------------
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company or Control Person.
The securities reported herein (the "Securities") are beneficially owned
by one or more investment funds or other accounts that, pursuant to
investment management contracts, are managed by GAM Hong Kong
Limited ("GAM HK"). GAM HK is a wholly owned subsidiary of GAM
Holding AG. Such investment management contracts grant to GAM HK all
investment and voting power over the securities owned by such
investment management clients. Therefore, GAM HK may be deemed to
be, for purposes of Rule 13d-3 under the Act, the beneficial owner
of the Securities.
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Page 4
<PAGE>
Item 10. Certification
The following certification shall be included if the statement is
filed pursuant to ss.240.13d-1(c): By signing below I certify that,
to the best of my knowledge and belief, the securities referred to
above were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
January 22, 2014
--------------------------------
Date
/s/ Scott Sullivan
--------------------------------
Signature
Scott Sullivan, Group General Counsel
-------------------------------------
Name/Title
Page 5
<PAGE>
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of
1934, as amended, the undersigned hereby agree to joint filing of the
attached Schedule 13G, and any and all amendments thereto, and expressly
authorize GAM Holding AG, as the ultimate parent company of each of its
undersigned subsidiaries, to file such Schedule 13G, and any and all
amendments thereto, on behalf of each of them.
Date: January 22, 2014
GAM Holding AG
By: /s/ Scott Sullivan
Name: Scott Sullivan
Title: Group General Counsel
GAM Hong Kong Limited
By: /s/ Andrew Hanges
Name: Andrew Hanges
Title: Director
Page 6
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>