Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | AlphaMark Advisors, LLC |
b. Street 1 | 810 Wrights Summit Pkwy. |
Street 2 | Suite 100 |
c. City | Ft. Wright |
d. State, if applicable |
KENTUCKY
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 41011 |
g. Telephone number (including country code if foreign) | 859-957-1803 |
h. Briefly describe the books and records kept at this location:
| Books and records related to investment advisory services |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | U.S. Bank, N.A. |
b. Street 1 | 425 Walnut Street |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202 |
g. Telephone number (including country code if foreign) | 513-632-4872 |
h. Briefly describe the books and records kept at this location:
| Books and records related to Custody services |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Solutions, LLC |
b. Street 1 | 225 Pictoria Dr. |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to fund accounting, financial reporting, and transfer agency services |
Director Record:
1 |
a. Full Name | T. Brian Brockhoff |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | John W. Hopper, Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Michael L. Simon |
b. CRD number, if any | 004365604 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |